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Innovator US Equity Buffer ETF October

56 hedge funds and large institutions have $65.2M invested in Innovator US Equity Buffer ETF October in 2021 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 19 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

475% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 4

375% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 4

51% more funds holding

Funds holding: 3756 (+19)

35% more capital invested

Capital invested by funds: $48.2M → $65.2M (+$17M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4.66% less ownership

Funds ownership: 61.35%56.69% (-4.7%)

Holders
56
Holders Change
+19
Holders Change %
+51.35%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
23
Increased
19
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
W
1
Wealthquest
Ohio
$14.5M +$1.61M +47,590 +13%
MWM
2
Maltin Wealth Management
New Jersey
$9.81M -$444K -13,108 -4%
HighTower Advisors
3
HighTower Advisors
Illinois
$4.02M +$741K +21,855 +23%
ATPW
4
Ashton Thomas Private Wealth
Arizona
$3.64M -$36.4K -1,073 -1%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.91M +$2.06M +60,865 +260%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.77M +$504K +14,879 +23%
IIA
7
Integral Investment Advisors
California
$2.74M +$2.69M +79,290 New
DI
8
DFPG Investments
Utah
$2.61M
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$1.71M +$156K +4,602 +10%
KAS
10
Kestra Advisory Services
Texas
$1.71M +$12.4K +366 +0.7%
KWM
11
Kingsview Wealth Management
Oregon
$1.45M +$1.42M +41,893 New
DI
12
Diligent Investors
California
$1.34M +$297K +8,750 +29%
CA
13
Cetera Advisors
Colorado
$1.1M +$707K +20,864 +190%
BFA
14
Beacon Financial Advisory
Ohio
$1.04M
SMC
15
Smith, Moore & Co
Missouri
$972K -$332K -9,790 -26%
LPL Financial
16
LPL Financial
California
$932K +$5.76K +170 +0.6%
DFA
17
DHJJ Financial Advisors
Illinois
$720K +$85.8K +2,531 +14%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$697K +$254K +7,508 +59%
RPGK
19
Retirement Planning Group (Kansas)
Kansas
$691K +$242K +7,153 +56%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$640K +$378K +11,168 +152%
BPA
21
Beacon Pointe Advisors
California
$634K +$161K +4,740 +35%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$595K +$127K +3,744 +28%
BFC
23
Bedel Financial Consulting
Indiana
$591K
Truist Financial
24
Truist Financial
North Carolina
$508K +$498K +14,687 New
AAP
25
Arax Advisory Partners
Colorado
$491K -$14.4K -424 -3%

BOCT Hedge Fund Activity: Q4 2021 in Review

56 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q4 2021, worth a combined $65.2M — up 35% from $48.2M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new BOCT positions and 4 closed out — a net gain of 19 holders — while 19 added to existing stakes and 4 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $2.06M. The largest seller was Lincoln National Corp, exiting entirely with an estimated $483K sold.

  • 56 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q4 2021, up from 37 in Q3 2021.
  • Funds reported $65.2M of Innovator US Equity Buffer ETF October stock for Q4 2021, up 35% quarter-over-quarter.
  • 23 funds opened new Innovator US Equity Buffer ETF October positions in Q4 2021 and 4 closed out, a net change of +19 holders.
  • The largest Innovator US Equity Buffer ETF October buyer in Q4 2021 was Commonwealth Equity Services, an estimated $2.06M added.
  • The largest Innovator US Equity Buffer ETF October seller in Q4 2021 was Lincoln National Corp, an estimated $483K sold.

Based on aggregated 13F filings for Q4 2021.