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Innovator US Equity Buffer ETF October

23 hedge funds and large institutions have $89.9M invested in Innovator US Equity Buffer ETF October in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 10 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 1

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

74% more capital invested

Capital invested by funds: $51.7M → $89.9M (+$38.3M)

44% more funds holding

Funds holding: 1623 (+7)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

11.53% less ownership

Funds ownership: 60.41%48.87% (-12%)

Holders
23
Holders Change
+7
Holders Change %
+43.75%
% of All Funds
0.5%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
10
Increased
10
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LJAC
1
L.J. Altfest & Co
New York
$31.2M +$21.4M +857,285 +217%
BMM
2
Berkshire Money Management
Massachusetts
$30.8M +$1.31M +52,392 +4%
ACM
3
Arlington Capital Management
Illinois
$5.12M +$2.55M +101,984 +98%
Citadel Advisors
4
Citadel Advisors
Florida
$4.52M +$3.85M +153,955 +557%
AG
5
Advisor Group
Arizona
$3.5M +$1.7M +68,076 +94%
HighTower Advisors
6
HighTower Advisors
Illinois
$2.53M +$581K +23,229 +30%
ATPW
7
Ashton Thomas Private Wealth
Arizona
$2.31M +$2.32M +92,757 New
SPC
8
Sigma Planning Corp
Michigan
$1.89M +$1.9M +76,091 New
RIA
9
Regal Investment Advisors
Michigan
$1.28M +$1.29M +51,676 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.03M +$650K +25,983 +168%
PCS
11
Personal CFO Solutions
New Jersey
$988K +$994K +39,742 New
FEG
12
Financial Enhancement Group
Indiana
$793K -$55.9K -2,234 -7%
DI
13
Diligent Investors
California
$759K +$24.3K +972 +3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$756K +$760K +30,405 New
CPIG
15
Chicago Partners Investment Group
Illinois
$678K +$126K +5,020 +23%
BFC
16
Bedel Financial Consulting
Indiana
$444K
VBFP
17
Valtinson Bruner Financial Planning
Minnesota
$416K +$75K +3,000 +22%
AAP
18
Arax Advisory Partners
Colorado
$252K +$253K +10,120 New
Wolverine Trading
19
Wolverine Trading
Illinois
$215K +$216K +8,654 New
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$202K +$203K +8,115 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$106K
IA
22
IFP Advisors
Florida
$82K +$82.9K +3,314 New
RIA
23
Realta Investment Advisors
Delaware
$73K +$73.5K +2,940 New
Jane Street
24
Jane Street
New York
-$796K -31,939 Closed
SG Americas Securities
25
SG Americas Securities
New York
-$623K -25,000 Closed

BOCT Hedge Fund Activity: Q3 2019 in Review

23 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q3 2019, worth a combined $89.9M — up 74% from $51.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new BOCT positions and 3 closed out — a net gain of 7 holders — while 10 added to existing stakes and 1 trimmed.

The largest buyer was L.J. Altfest & Co, adding an estimated $21.4M. The largest seller was Jane Street, exiting entirely with an estimated $796K sold.

  • 23 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q3 2019, up from 16 in Q2 2019.
  • Funds reported $89.9M of Innovator US Equity Buffer ETF October stock for Q3 2019, up 74% quarter-over-quarter.
  • 10 funds opened new Innovator US Equity Buffer ETF October positions in Q3 2019 and 3 closed out, a net change of +7 holders.
  • The largest Innovator US Equity Buffer ETF October buyer in Q3 2019 was L.J. Altfest & Co, an estimated $21.4M added.
  • The largest Innovator US Equity Buffer ETF October seller in Q3 2019 was Jane Street, an estimated $796K sold.

Based on aggregated 13F filings for Q3 2019.