SG Americas Securities’s Innovator US Equity Buffer ETF October BOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-25,000	Closed	-$623K	–	2466
2019 Q2	$623K	Hold	25,000	–	–	﹤0.01%	1540
2019 Q1	$604K	Hold	25,000	–	–	0.01%	1464
2018 Q4	$552K	Buy	+25,000	New	+$552K	﹤0.01%	1544