Regal Investment Advisors’s Innovator US Equity Buffer ETF October BOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-51,676	Closed	-$1.29M	–	343
2019 Q3	$1.29M	Buy	+51,676	New	+$1.29M	0.25%	120