Advisor Group’s Innovator US Equity Buffer ETF October BOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	$2.8M	Sell	106,613 -33,950	-24%	-$890K	0.02%	660
2019 Q3	$3.5M	Buy	140,563 +68,076	+94%	+$1.69M	0.03%	538
2019 Q2	$1.81M	Buy	72,487 +46,402	+178%	+$1.16M	0.01%	799
2019 Q1	$631K	Buy	26,085 +16,498	+172%	+$399K	0.01%	1430
2018 Q4	$211K	Buy	+9,587	New	+$211K	﹤0.01%	2049