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Innovator US Equity Buffer ETF October

34 hedge funds and large institutions have $34.1M invested in Innovator US Equity Buffer ETF October in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 3 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

13% more funds holding

Funds holding: 3034 (+4)

17.23% less ownership

Funds ownership: 69.73%52.5% (-17%)

45% less capital invested

Capital invested by funds: $62.3M → $34.1M (-$28.2M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

82% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 17

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
8
Increased
3
Reduced
17
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MWM
1
Maltin Wealth Management
New Jersey
$9.72M -$2.83M -104,500 -23%
HighTower Advisors
2
HighTower Advisors
Illinois
$2.99M -$263K -9,700 -8%
ATPW
3
Ashton Thomas Private Wealth
Arizona
$2.88M -$18.5K -682 -0.7%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.2M -$537K -19,820 -20%
DI
5
DFPG Investments
Utah
$2.07M +$264K +9,744 +15%
SPC
6
Sigma Planning Corp
Michigan
$2.04M +$1.98M +73,041 New
Citadel Advisors
7
Citadel Advisors
Florida
$1.75M +$1.7M +62,641 New
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.34M +$20.6K +761 +2%
BFA
9
Beacon Financial Advisory
Ohio
$862K -$32.5K -1,200 -4%
DI
10
Diligent Investors
California
$835K
LPL Financial
11
LPL Financial
California
$796K -$10.8K -400 -1%
FEG
12
Financial Enhancement Group
Indiana
$728K -$38.9K -1,436 -5%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$616K -$576K -21,250 -49%
AAS
14
Avantax Advisory Services
Texas
$552K +$536K +19,778 New
BMM
15
Berkshire Money Management
Massachusetts
$551K -$30.8M -1,136,517 -98%
BFC
16
Bedel Financial Consulting
Indiana
$477K -$21.6K -798 -4%
VBFP
17
Valtinson Bruner Financial Planning
Minnesota
$467K -$19.2K -710 -4%
Wolverine Trading
18
Wolverine Trading
Illinois
$435K +$70K +2,583 +20%
KAS
19
Kestra Advisory Services
Texas
$416K +$404K +14,900 New
LJAC
20
L.J. Altfest & Co
New York
$379K -$251K -9,270 -41%
CPIG
21
Chicago Partners Investment Group
Illinois
$322K -$3.87K -143 -1%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$309K -$348K -12,855 -54%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$299K
AAP
24
Arax Advisory Partners
Colorado
$270K -$16.6K -611 -6%
BWM
25
BCS Wealth Management
Tennessee
$242K +$235K +8,682 New

BOCT Hedge Fund Activity: Q3 2020 in Review

34 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q3 2020, worth a combined $34.1M — down 45% from $62.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new BOCT positions and 4 closed out — a net gain of 4 holders — while 3 added to existing stakes and 17 trimmed.

The largest buyer was Sigma Planning Corp, opening a new position worth an estimated $1.98M. The largest seller was Berkshire Money Management, cutting an estimated $30.8M.

  • 34 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q3 2020, up from 30 in Q2 2020.
  • Funds reported $34.1M of Innovator US Equity Buffer ETF October stock for Q3 2020, down 45% quarter-over-quarter.
  • 8 funds opened new Innovator US Equity Buffer ETF October positions in Q3 2020 and 4 closed out, a net change of +4 holders.
  • The largest Innovator US Equity Buffer ETF October buyer in Q3 2020 was Sigma Planning Corp, an estimated $1.98M added.
  • The largest Innovator US Equity Buffer ETF October seller in Q3 2020 was Berkshire Money Management, an estimated $30.8M sold.

Based on aggregated 13F filings for Q3 2020.