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Stifel Nicolaus & Co’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Stifel Nicolaus & Co’s Portfolio QQQX Stock Details QQQX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$168K Sell
10,497
-2,410
-19% -$39.2K ﹤0.01% 1394
2013
Q2 		$202K Buy
+12,907
New +$205K ﹤0.01% 1268

Other funds holding QQQX

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
GW
GW & Wade Wellesley, Massachusetts $3.08B AUM 18.99% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Nicolaus & Co's QQQX Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) stake by 19% in Q3 2013, selling an estimated $39.2K and leaving 10,497 shares worth $168K. The position accounts for ﹤0.01% of the portfolio, ranked #1394.

Stifel Nicolaus & Co first reported a position in QQQX in Q2 2013 and has held it in 2 quarters since. The position peaked at $202K in Q2 2013. 25 funds tracked by Wall St. Rank hold QQQX as of Q3 2013.

  • Stifel Nicolaus & Co held 10,497 shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund worth $168K as of Q3 2013.
  • Stifel Nicolaus & Co sold 2,410 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q3 2013, an estimated $39.2K.
  • Nuveen NASDAQ 100 Dynamic Overwrite Fund made up ﹤0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #1394 holding.
  • Stifel Nicolaus & Co first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $202K in Q2 2013.
  • 25 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.