Ladenburg Thalmann Financial Services’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$4.93M	Buy	205,023 +2,789	+1%	+$65.2K	0.03%	489
2019 Q3	$4.48M	Sell	202,234 -532	-0.3%	-$11.9K	0.03%	501
2019 Q2	$4.54M	Sell	202,766 -1,712	-0.8%	-$38.3K	0.03%	473
2019 Q1	$4.55M	Buy	204,478 +156	+0.1%	+$3.41K	0.03%	463
2018 Q4	$4.09M	Sell	204,322 -938	-0.5%	-$20.7K	0.04%	434
2018 Q3	$4.93M	Sell	205,260 -23,410	-10%	-$582K	0.04%	395
2018 Q2	$5.64M	Hold	228,670	–	–	0.05%	331
2018 Q1	$5.64M	Buy	228,670 +323	+0.1%	+$8.01K	0.05%	331
2017 Q4	$5.53M	Buy	228,347 +12,316	+6%	+$292K	0.05%	326
2017 Q3	$4.78M	Buy	216,031 +5,266	+2%	+$115K	0.05%	318
2017 Q2	$4.58M	Buy	210,765 +7,413	+4%	+$160K	0.05%	304
2017 Q1	$4.21M	Buy	203,352 +5,463	+3%	+$110K	0.05%	319
2016 Q4	$3.67M	Sell	197,889 -325	-0.2%	-$6.05K	0.05%	330
2016 Q3	$3.75M	Sell	198,214 -2,397	-1%	-$44.4K	0.06%	306
2016 Q2	$3.58M	Sell	200,611 -4,160	-2%	-$74.9K	0.06%	299
2016 Q1	$3.78M	Sell	204,771 -7,234	-3%	-$127K	0.07%	272
2015 Q4	$4.11M	Buy	212,005 +11,858	+6%	+$226K	0.08%	237
2015 Q3	$3.45M	Sell	200,147 -6,682	-3%	-$123K	0.07%	265
2015 Q2	$3.82M	Sell	206,829 -1,377	-0.7%	-$26.1K	0.07%	279
2015 Q1	$3.9M	Sell	208,206 -413	-0.2%	-$7.86K	0.07%	265
2014 Q4	$4.01M	Buy	208,619 +8,128	+4%	+$162K	0.09%	209
2014 Q3	$3.87M	Buy	200,491 +3,051	+2%	+$58.5K	0.11%	175
2014 Q2	$3.71M	Buy	197,440 +4,763	+2%	+$88.8K	0.1%	170
2014 Q1	$3.51M	Buy	192,677 +1,125	+0.6%	+$20.3K	0.1%	160
2013 Q4	$3.41M	Buy	191,552 +19,815	+12%	+$340K	0.11%	160
2013 Q3	$2.76M	Buy	171,737 +30,448	+22%	+$496K	0.09%	173
2013 Q2	$2.21M	Buy	+141,289	New	+$2.24M	0.08%	198