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Ladenburg Thalmann Financial Services’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio QQQX Stock Details QQQX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$4.93M Buy
205,023
+2,789
+1% +$65.2K 0.03% 489
2019
Q3 		$4.48M Sell
202,234
-532
-0.3% -$11.9K 0.03% 501
2019
Q2 		$4.54M Sell
202,766
-1,712
-0.8% -$38.3K 0.03% 473
2019
Q1 		$4.55M Buy
204,478
+156
+0.1% +$3.41K 0.03% 463
2018
Q4 		$4.09M Sell
204,322
-938
-0.5% -$20.7K 0.04% 434
2018
Q3 		$4.93M Sell
205,260
-23,410
-10% -$582K 0.04% 395
2018
Q2 		$5.64M Hold
228,670
– – 0.05% 331
2018
Q1 		$5.64M Buy
228,670
+323
+0.1% +$8.01K 0.05% 331
2017
Q4 		$5.53M Buy
228,347
+12,316
+6% +$292K 0.05% 326
2017
Q3 		$4.78M Buy
216,031
+5,266
+2% +$115K 0.05% 318
2017
Q2 		$4.58M Buy
210,765
+7,413
+4% +$160K 0.05% 304
2017
Q1 		$4.21M Buy
203,352
+5,463
+3% +$110K 0.05% 319
2016
Q4 		$3.67M Sell
197,889
-325
-0.2% -$6.05K 0.05% 330
2016
Q3 		$3.75M Sell
198,214
-2,397
-1% -$44.4K 0.06% 306
2016
Q2 		$3.58M Sell
200,611
-4,160
-2% -$74.9K 0.06% 299
2016
Q1 		$3.78M Sell
204,771
-7,234
-3% -$127K 0.07% 272
2015
Q4 		$4.11M Buy
212,005
+11,858
+6% +$226K 0.08% 237
2015
Q3 		$3.45M Sell
200,147
-6,682
-3% -$123K 0.07% 265
2015
Q2 		$3.82M Sell
206,829
-1,377
-0.7% -$26.1K 0.07% 279
2015
Q1 		$3.9M Sell
208,206
-413
-0.2% -$7.86K 0.07% 265
2014
Q4 		$4.01M Buy
208,619
+8,128
+4% +$162K 0.09% 209
2014
Q3 		$3.87M Buy
200,491
+3,051
+2% +$58.5K 0.11% 175
2014
Q2 		$3.71M Buy
197,440
+4,763
+2% +$88.8K 0.1% 170
2014
Q1 		$3.51M Buy
192,677
+1,125
+0.6% +$20.3K 0.1% 160
2013
Q4 		$3.41M Buy
191,552
+19,815
+12% +$340K 0.11% 160
2013
Q3 		$2.76M Buy
171,737
+30,448
+22% +$496K 0.09% 173
2013
Q2 		$2.21M Buy
+141,289
New +$2.24M 0.08% 198

Other funds holding QQQX

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ladenburg Thalmann Financial Services's QQQX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) stake by 1.4% in Q4 2019, buying an estimated $65.2K and bringing the position to 205,023 shares worth $4.93M. The position accounts for 0.03% of the portfolio, ranked #489.

Ladenburg Thalmann Financial Services first reported a position in QQQX in Q2 2013 and has held it in 27 quarters since. The position peaked at $5.64M in Q2 2018. 88 funds tracked by Wall St. Rank hold QQQX as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 205,023 shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund worth $4.93M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 2,789 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q4 2019, an estimated $65.2K.
  • Nuveen NASDAQ 100 Dynamic Overwrite Fund made up 0.03% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #489 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $5.64M in Q2 2018.
  • 88 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.