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Nuveen NASDAQ 100 Dynamic Overwrite Fund

23 hedge funds and large institutions have $44.9M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

5% more capital invested

Capital invested by funds: $42.7M → $44.9M (+$2.15M)

12% less funds holding

Funds holding: 2623 (-3)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
23
Holders Change
-3
Holders Change %
-11.54%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
15
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$7.47M +$1.19M +65,948 +19%
Bank of America
2
Bank of America
North Carolina
$6.68M +$371K +20,632 +6%
Morgan Stanley
3
Morgan Stanley
New York
$5.21M +$528K +29,313 +11%
AAM
4
Advisors Asset Management
Colorado
$4.51M -$760K -42,203 -15%
RJA
5
Raymond James & Associates
Florida
$4.43M +$1.02M +56,860 +30%
GC
6
Guggenheim Capital
Illinois
$3.59M +$343K +19,060 +11%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$3.51M +$20.3K +1,125 +0.6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.1M +$348K +19,340 +20%
Invesco
9
Invesco
Georgia
$1.88M -$21.2K -1,180 -1%
GW
10
GW & Wade
Massachusetts
$1.79M -$101K -5,625 -5%
Wells Fargo
11
Wells Fargo
California
$1.03M +$136K +7,568 +15%
FSA
12
Financial Sense Advisors
California
$670K +$350K +19,425 +112%
LPL Financial
13
LPL Financial
California
$641K -$153K -8,504 -19%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$419K +$40.2K +2,234 +11%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$410K +$50.4K +2,800 +14%
OC
16
Oppenheimer & Co
New York
$287K +$83.2K +4,623 +42%
FAM
17
Formidable Asset Management
Ohio
$73K
WA
18
WFG Advisors
Texas
$47K +$33.8K +1,875 +269%
AIG
19
American International Group
New York
$45.5K -$24.9K -1,382 -36%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$25K
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$22K +$360 +20 +2%
Ameriprise
22
Ameriprise
Minnesota
$9K +$9K +500 New
TRCT
23
Tower Research Capital (TRC)
New York
$6K +$2.14K +119 +60%
BNP Paribas Financial Markets
24
BNP Paribas Financial Markets
France
-$966K -54,252 Closed
SFS
25
Shaker Financial Services
Virginia
-$848K -47,614 Closed

QQQX Hedge Fund Activity: Q1 2014 in Review

23 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2014, worth a combined $44.9M — up 5% from $42.7M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of QQQX and 1 opened new positions — a net loss of 3 holders — while 5 trimmed existing stakes and 15 added.

The largest buyer was UBS, adding an estimated $1.19M. The largest seller was BNP Paribas Financial Markets, exiting entirely with an estimated $966K sold.

  • 23 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2014, down from 26 in Q4 2013.
  • Funds reported $44.9M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2014, up 5% quarter-over-quarter.
  • 1 fund opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2014 and 4 closed out, a net change of -3 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2014 was UBS, an estimated $1.19M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2014 was BNP Paribas Financial Markets, an estimated $966K sold.

Based on aggregated 13F filings for Q1 2014.