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Nuveen NASDAQ 100 Dynamic Overwrite Fund

107 hedge funds and large institutions have $304M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2021 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 44 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

132% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 19

12% more capital invested

Capital invested by funds: $272M → $304M (+$31.9M)

7% more funds holding

Funds holding: 100107 (+7)

0.81% more ownership

Funds ownership: 22.77%23.58% (+0.81%)

Holders
107
Holders Change
+7
Holders Change %
+7%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
44
Reduced
19
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$45.5M -$314K -10,552 -0.7%
NSLI
2
Nan Shan Life Insurance
Taiwan
$42.3M
Wells Fargo
3
Wells Fargo
California
$36.6M +$1.15M +38,689 +3%
UBS Group
4
UBS Group
Switzerland
$27.5M +$1.71M +57,587 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$23M +$353K +11,871 +2%
Invesco
6
Invesco
Georgia
$16.7M +$162K +5,436 +1%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$12.4M +$962K +32,366 +9%
Bank of America
8
Bank of America
North Carolina
$11.8M +$643K +21,616 +6%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$8.43M +$1.11M +37,277 +16%
Osaic Holdings
10
Osaic Holdings
Arizona
$6.04M -$252K -8,473 -4%
LPL Financial
11
LPL Financial
California
$5.45M +$645K +21,710 +14%
GC
12
Guggenheim Capital
Illinois
$3.67M +$2.29M +76,904 +180%
RJA
13
Raymond James & Associates
Florida
$3.51M -$391K -13,149 -10%
Ameriprise
14
Ameriprise
Minnesota
$3.37M +$425K +14,294 +15%
BA
15
Bridge Advisory
California
$3.08M +$121K +4,086 +4%
AFP
16
Ausdal Financial Partners
Iowa
$2.73M +$68.1K +2,292 +3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.72M +$22.4K +755 +0.9%
MA
18
MONECO Advisors
Connecticut
$2.63M -$53.9K -1,813 -2%
SFS
19
Shaker Financial Services
Virginia
$2.33M +$226K +7,613 +11%
AAM
20
Advisors Asset Management
Colorado
$2.32M -$311K -10,465 -12%
DADC
21
D.A. Davidson & Co
Montana
$2.31M -$2.71K -91 -0.1%
Truist Financial
22
Truist Financial
North Carolina
$2.21M +$134K +4,497 +7%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.96M +$419K +14,097 +28%
ACP
24
Aviance Capital Partners
Florida
$1.78M +$9.87K +332 +0.6%
WS
25
Wedbush Securities
California
$1.77M +$286K +9,613 +20%

QQQX Hedge Fund Activity: Q4 2021 in Review

107 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2021, worth a combined $304M — up 12% from $272M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new QQQX positions and 7 closed out — a net gain of 13 holders — while 44 added to existing stakes and 19 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $2.29M. The largest seller was Raymond James & Associates, cutting an estimated $391K.

  • 107 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2021, up from 100 in Q3 2021.
  • Funds reported $304M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2021, up 12% quarter-over-quarter.
  • 20 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2021 and 7 closed out, a net change of +13 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2021 was Guggenheim Capital, an estimated $2.29M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2021 was Raymond James & Associates, an estimated $391K sold.

Based on aggregated 13F filings for Q4 2021.