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Nuveen NASDAQ 100 Dynamic Overwrite Fund

50 hedge funds and large institutions have $112M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

2% more funds holding

Funds holding: 4950 (+1)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

7% less capital invested

Capital invested by funds: $120M → $112M (-$8.03M)

Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.7M +$270K +14,719 +2%
UBS Group
2
UBS Group
Switzerland
$11.7M -$126K -6,869 -1%
GC
3
Guggenheim Capital
Illinois
$11M +$456K +24,825 +4%
KIM
4
Karpus Investment Management
New York
$9.6M +$3.19M +173,881 +45%
Invesco
5
Invesco
Georgia
$7.8M -$2.64M -143,938 -24%
Wells Fargo
6
Wells Fargo
California
$6.95M -$3.06M -166,387 -29%
RJA
7
Raymond James & Associates
Florida
$5.79M +$191K +10,405 +3%
AAM
8
Advisors Asset Management
Colorado
$5.33M +$4.09M +222,751 +257%
Bank of America
9
Bank of America
North Carolina
$4.89M -$523K -28,466 -9%
1832 Asset Management
10
1832 Asset Management
Ontario, Canada
$4.54M +$2.29M +124,602 +90%
CA
11
Cornerstone Advisors
North Carolina
$4.29M -$1.5M -81,700 -25%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.89M -$788K -42,904 -16%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$3.45M -$123K -6,682 -3%
PPA
14
Parametric Portfolio Associates
Washington
$3.23M -$2.02M -109,958 -37%
Bank of Nova Scotia
15
Bank of Nova Scotia
Ontario, Canada
$1.92M +$2.05M +111,495 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.48M +$1.32M +71,747 +515%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.3M -$30.9K -1,685 -2%
LPL Financial
18
LPL Financial
California
$1.13M +$15.5K +844 +1%
VC
19
Vicus Capital
Pennsylvania
$937K +$4.08K +222 +0.4%
GW
20
GW & Wade
Massachusetts
$748K -$92.7K -5,050 -10%
WAM
21
Wolverine Asset Management
Illinois
$601K -$1.69M -91,814 -72%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$591K +$136K +7,401 +28%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$538K -$70.5K -3,837 -11%
OC
24
Oppenheimer & Co
New York
$522K +$63K +3,430 +13%
DADC
25
D.A. Davidson & Co
Montana
$501K +$77.1K +4,200 +17%

QQQX Hedge Fund Activity: Q3 2015 in Review

50 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2015, worth a combined $112M — down 6.7% from $120M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new QQQX positions and 5 closed out — a net gain of 2 holders — while 17 added to existing stakes and 17 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $4.09M. The largest seller was Wells Fargo, cutting an estimated $3.06M.

  • 50 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2015, up from 49 in Q2 2015.
  • Funds reported $112M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2015, down 6.7% quarter-over-quarter.
  • 7 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2015 and 5 closed out, a net change of +2 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2015 was Advisors Asset Management, an estimated $4.09M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2015 was Wells Fargo, an estimated $3.06M sold.

Based on aggregated 13F filings for Q3 2015.