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Nuveen NASDAQ 100 Dynamic Overwrite Fund

49 hedge funds and large institutions have $120M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2015 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

6% less capital invested

Capital invested by funds: $128M → $120M (-$7.16M)

13% less funds holding

Funds holding: 5649 (-7)

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

Holders
49
Holders Change
-7
Holders Change %
-12.5%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
19
Reduced
18
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.7M +$685K +36,109 +4%
UBS Group
2
UBS Group
Switzerland
$12.6M +$386K +20,325 +3%
GC
3
Guggenheim Capital
Illinois
$11.3M -$1.9M -99,938 -14%
Invesco
4
Invesco
Georgia
$11M -$2.89M -152,094 -20%
Wells Fargo
5
Wells Fargo
California
$10.5M +$571K +30,112 +6%
KIM
6
Karpus Investment Management
New York
$7.07M -$17.5M -923,088 -71%
CA
7
Cornerstone Advisors
North Carolina
$6.1M +$2.95M +155,394 +89%
RJA
8
Raymond James & Associates
Florida
$6M +$342K +18,015 +6%
Bank of America
9
Bank of America
North Carolina
$5.76M -$166K -8,733 -3%
PPA
10
Parametric Portfolio Associates
Washington
$5.48M -$1.51M -79,646 -21%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.95M +$272K +14,334 +6%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$3.82M -$26.1K -1,377 -0.7%
1832 Asset Management
13
1832 Asset Management
Ontario, Canada
$2.55M +$1.91M +100,696 +269%
WAM
14
Wolverine Asset Management
Illinois
$2.34M +$778K +41,027 +48%
AAM
15
Advisors Asset Management
Colorado
$1.6M +$1.64M +86,555 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.42M +$53.9K +2,841 +4%
LPL Financial
17
LPL Financial
California
$1.16M -$50.2K -2,644 -4%
VC
18
Vicus Capital
Pennsylvania
$999K +$1.21K +64 +0.1%
SFS
19
Shaker Financial Services
Virginia
$896K -$269K -14,188 -23%
GW
20
GW & Wade
Massachusetts
$894K -$20.8K -1,095 -2%
FSA
21
Financial Sense Advisors
California
$875K -$5.69K -300 -0.6%
OFG
22
OTA Financial Group
New York
$769K +$54.3K +2,861 +8%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$646K +$253K +13,338 +61%
OC
24
Oppenheimer & Co
New York
$496K +$25.2K +1,327 +5%
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$496K +$248K +13,060 +95%

QQQX Hedge Fund Activity: Q2 2015 in Review

49 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q2 2015, worth a combined $120M — down 5.6% from $128M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of QQQX and 4 opened new positions — a net loss of 6 holders — while 18 trimmed existing stakes and 19 added.

The largest buyer was Cornerstone Advisors, adding an estimated $2.95M. The largest seller was Karpus Investment Management, cutting an estimated $17.5M.

  • 49 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q2 2015, down from 56 in Q1 2015.
  • Funds reported $120M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q2 2015, down 5.6% quarter-over-quarter.
  • 4 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q2 2015 and 10 closed out, a net change of -6 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q2 2015 was Cornerstone Advisors, an estimated $2.95M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q2 2015 was Karpus Investment Management, an estimated $17.5M sold.

Based on aggregated 13F filings for Q2 2015.