1832 Asset Management’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

1832 Asset Management’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-420,751	Closed	-$7.79M	–	778
2016 Q4	$7.79M	Buy	420,751 +165,655	+65%	+$3.08M	0.01%	389
2016 Q3	$4.83M	Hold	255,096	–	–	0.02%	315
2016 Q2	$4.59M	Hold	255,096	–	–	0.02%	307
2016 Q1	$7.93M	Hold	255,096	–	–	0.02%	309
2015 Q4	$5M	Sell	255,096 -7,702	-3%	-$147K	0.02%	285
2015 Q3	$4.54M	Buy	262,798 +124,602	+90%	+$2.29M	0.02%	297
2015 Q2	$2.55M	Buy	138,196 +100,696	+269%	+$1.91M	0.01%	392
2015 Q1	$704K	Buy	+37,500	New	+$713K	﹤0.01%	428

Other funds holding QQQX

Credit Agricole Montrouge Cedex, France $38.1B AUM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

1832 Asset Management's QQQX Position: Q1 2017 in Review

1832 Asset Management sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q1 2017, closing a stake of 420,751 shares — an estimated $7.79M sold.

1832 Asset Management first reported a position in QQQX in Q1 2015 and held it in 8 quarters. The position peaked at $7.93M in Q1 2016. 53 funds tracked by Wall St. Rank hold QQQX as of Q1 2017.

1832 Asset Management reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q1 2017 after selling out during the quarter.
1832 Asset Management sold 420,751 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q1 2017, an estimated $7.79M.
1832 Asset Management first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q1 2015 and held it in 8 quarters.
1832 Asset Management's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $7.93M in Q1 2016.
53 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q1 2017.

Based on 1832 Asset Management's 13F filing for Q1 2017, filed 15 May 2017.