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Nuveen NASDAQ 100 Dynamic Overwrite Fund

57 hedge funds and large institutions have $123M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less funds holding

Funds holding: 5957 (-2)

7% less capital invested

Capital invested by funds: $133M → $123M (-$9.84M)

15% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 20

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
57
Holders Change
-2
Holders Change %
-3.39%
% of All Funds
1.52%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
17
Reduced
20
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.3M -$373K -21,301 -2%
UBS Group
2
UBS Group
Switzerland
$13M -$410K -23,377 -3%
AAM
3
Advisors Asset Management
Colorado
$12.3M +$1.16M +66,034 +11%
GC
4
Guggenheim Capital
Illinois
$10.9M -$247K -14,072 -2%
1832 Asset Management
5
1832 Asset Management
Ontario, Canada
$7.93M
Wells Fargo
6
Wells Fargo
California
$7.78M -$300K -17,115 -4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.57M +$1.36M +77,538 +28%
Invesco
8
Invesco
Georgia
$6.51M -$279K -15,910 -4%
RJA
9
Raymond James & Associates
Florida
$5.66M -$340K -19,433 -6%
KIM
10
Karpus Investment Management
New York
$5.53M -$2.66M -151,571 -34%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$4.59M +$407K +23,234 +10%
Bank of America
12
Bank of America
North Carolina
$4.41M -$1.02M -58,336 -20%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$3.78M -$127K -7,234 -3%
LPL Financial
14
LPL Financial
California
$3M +$291K +16,616 +11%
FSA
15
Financial Sense Advisors
California
$1.48M +$346K +19,730 +33%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.4M +$55.7K +3,177 +4%
AWMS
17
Advocacy Wealth Management Services
Georgia
$1.19M -$1.63M -92,960 -59%
PAG
18
Private Advisor Group
New Jersey
$1.16M +$811K +46,300 +283%
VC
19
Vicus Capital
Pennsylvania
$1.07M +$60K +3,425 +6%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$929K +$147K +8,408 +20%
ACP
21
Aviance Capital Partners
Florida
$897K -$56.7K -3,235 -6%
GW
22
GW & Wade
Massachusetts
$791K -$29.9K -1,707 -4%
OC
23
Oppenheimer & Co
New York
$555K -$20.7K -1,182 -4%
DADC
24
D.A. Davidson & Co
Montana
$547K
MFS
25
MSI Financial Services
Massachusetts
$509K -$90.2K -5,151 -16%

QQQX Hedge Fund Activity: Q1 2016 in Review

57 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2016, worth a combined $123M — down 7.4% from $133M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of QQQX and 5 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 17 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.36M. The largest seller was Karpus Investment Management, cutting an estimated $2.66M.

  • 57 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2016, down from 59 in Q4 2015.
  • Funds reported $123M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2016, down 7.4% quarter-over-quarter.
  • 5 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2016 and 6 closed out, a net change of -1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2016 was Royal Bank of Canada, an estimated $1.36M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2016 was Karpus Investment Management, an estimated $2.66M sold.

Based on aggregated 13F filings for Q1 2016.