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Nuveen NASDAQ 100 Dynamic Overwrite Fund

92 hedge funds and large institutions have $144M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 27 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

5% more funds holding

Funds holding: 8892 (+4)

1.1% more ownership

Funds ownership: 18.03%19.13% (+1.1%)

7% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 29

15% less capital invested

Capital invested by funds: $169M → $144M (-$25M)

Holders
92
Holders Change
+4
Holders Change %
+4.55%
% of All Funds
2.03%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
27
Reduced
29
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.3M +$1.79M +79,785 +6%
UBS Group
2
UBS Group
Switzerland
$14M -$922K -41,015 -5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$13.5M +$1.67M +74,194 +12%
Wells Fargo
4
Wells Fargo
California
$11.1M +$978K +43,489 +8%
Invesco
5
Invesco
Georgia
$10.2M +$1.45M +64,374 +14%
Bank of America
6
Bank of America
North Carolina
$6.78M -$1.92M -85,183 -19%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$5.95M +$711K +31,639 +11%
Osaic Holdings
8
Osaic Holdings
Arizona
$5.09M +$6.02M +267,744 New
RJA
9
Raymond James & Associates
Florida
$4.83M -$176K -7,811 -3%
Cohen & Steers
10
Cohen & Steers
New York
$4.66M +$219K +9,753 +4%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.88M -$30.3K -1,347 -0.7%
SFS
12
Shaker Financial Services
Virginia
$3.15M +$3.32M +147,539 +815%
LPL Financial
13
LPL Financial
California
$2.62M +$1.65M +73,308 +114%
AAM
14
Advisors Asset Management
Colorado
$2.2M +$517K +22,976 +25%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.74M -$191K -8,482 -8%
MA
16
MONECO Advisors
Connecticut
$1.54M +$255K +11,324 +16%
Ameriprise
17
Ameriprise
Minnesota
$1.52M -$14.3K -636 -0.8%
1CP
18
1607 Capital Partners
Virginia
$1.25M +$1.48M +65,807 New
AFP
19
Ausdal Financial Partners
Iowa
$1.23M +$257K +11,415 +24%
ACP
20
Aviance Capital Partners
Florida
$1.19M -$67.4K -2,997 -5%
PAS
21
Partnervest Advisory Services
California
$960K +$1.14M +50,500 New
DADC
22
D.A. Davidson & Co
Montana
$927K -$64.2K -2,854 -6%
OC
23
Oppenheimer & Co
New York
$904K +$105K +4,666 +11%
BAM
24
Belpointe Asset Management
Nevada
$810K +$148K +6,600 +18%
Truist Financial
25
Truist Financial
North Carolina
$788K +$7.78K +346 +0.8%

QQQX Hedge Fund Activity: Q1 2020 in Review

92 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2020, worth a combined $144M — down 15% from $169M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new QQQX positions and 13 closed out — a net gain of 6 holders — while 27 added to existing stakes and 29 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $3.32M. The largest seller was United Capital Management of KS, exiting entirely with an estimated $1.95M sold.

  • 92 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2020, up from 88 in Q4 2019.
  • Funds reported $144M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2020, down 15% quarter-over-quarter.
  • 19 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2020 and 13 closed out, a net change of +6 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2020 was Shaker Financial Services, an estimated $3.32M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2020 was United Capital Management of KS, an estimated $1.95M sold.

Based on aggregated 13F filings for Q1 2020.