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Nuveen NASDAQ 100 Dynamic Overwrite Fund

60 hedge funds and large institutions have $123M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2017 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

40% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 15

13% more funds holding

Funds holding: 5360 (+7)

14.99% less ownership

Funds ownership: 30.45%15.46% (-15%)

39% less capital invested

Capital invested by funds: $201M → $123M (-$78.3M)

Holders
60
Holders Change
+7
Holders Change %
+13.21%
% of All Funds
1.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
21
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.9M +$5.63M +260,236 +27%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$12.4M +$638K +29,462 +5%
UBS Group
3
UBS Group
Switzerland
$11.8M -$983K -45,402 -8%
AAM
4
Advisors Asset Management
Colorado
$10.6M -$4.34M -200,673 -29%
Invesco
5
Invesco
Georgia
$8M -$1.35M -62,327 -14%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$6.39M +$349K +16,125 +6%
RJA
7
Raymond James & Associates
Florida
$5.89M +$515K +23,794 +10%
GC
8
Guggenheim Capital
Illinois
$5.87M -$3.29M -151,930 -36%
Wells Fargo
9
Wells Fargo
California
$5.15M +$344K +15,880 +7%
Bank of America
10
Bank of America
North Carolina
$4.69M -$1.27M -58,702 -21%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$4.58M +$160K +7,413 +4%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$2.19M +$587K +27,125 +37%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.19M +$98.7K +4,557 +5%
Cohen & Steers
14
Cohen & Steers
New York
$1.69M
VC
15
Vicus Capital
Pennsylvania
$1.26M -$75.8K -3,502 -6%
ACP
16
Aviance Capital Partners
Florida
$1.21M +$243K +11,213 +25%
TCM
17
Tuttle Capital Management
Connecticut
$1.11M +$1.1M +50,960 New
FHA
18
Flagship Harbor Advisors
Massachusetts
$1.06M +$96.3K +4,450 +10%
DADC
19
D.A. Davidson & Co
Montana
$954K +$182K +8,390 +24%
SFM
20
Signet Financial Management
New Jersey
$774K +$772K +35,646 New
Ameriprise
21
Ameriprise
Minnesota
$705K +$179K +8,284 +34%
OC
22
Oppenheimer & Co
New York
$697K +$11.3K +520 +2%
GW
23
GW & Wade
Massachusetts
$550K -$46.6K -2,154 -8%
PAG
24
Private Advisor Group
New Jersey
$538K +$27.1K +1,250 +5%
AIA
25
Allegis Investment Advisors
Idaho
$465K -$2.23K -103 -0.5%

QQQX Hedge Fund Activity: Q2 2017 in Review

60 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q2 2017, worth a combined $123M — down 39% from $201M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new QQQX positions and 5 closed out — a net gain of 7 holders — while 21 added to existing stakes and 15 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.63M. The largest seller was Credit Agricole, exiting entirely with an estimated $72.9M sold.

  • 60 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q2 2017, up from 53 in Q1 2017.
  • Funds reported $123M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q2 2017, down 39% quarter-over-quarter.
  • 12 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q2 2017 and 5 closed out, a net change of +7 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q2 2017 was Morgan Stanley, an estimated $5.63M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q2 2017 was Credit Agricole, an estimated $72.9M sold.

Based on aggregated 13F filings for Q2 2017.