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Nuveen NASDAQ 100 Dynamic Overwrite Fund
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Overview Fund Activity

26 hedge funds and large institutions have $42.7M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
26
Holders Change
+1
Holders Change %
+4%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
$966K
2
SFS
2
Shaker Financial Services
Virginia
$848K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.71M
4
SG Americas Securities
4
SG Americas Securities
New York
$420K
5
U
5
UBS
Switzerland
$6.12M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$5.15M
2
GW
2
GW & Wade
Massachusetts
$1.85M
3
Morgan Stanley
3
Morgan Stanley
New York
$4.57M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$0
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$25K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$6.16M 345,979 -3,309 -0.9%
U
2
UBS
Switzerland
$6.12M 344,026 +23,357 +7%
AAM
3
Advisors Asset Management
Colorado
$5.15M 289,550 -101,341 -26%
Morgan Stanley
4
Morgan Stanley
New York
$4.57M 256,860 -12,630 -5%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$3.41M 191,552 +19,815 +12%
RJA
6
Raymond James & Associates
Florida
$3.32M 186,555 +21,852 +13%
GC
7
Guggenheim Capital
Illinois
$3.16M 177,772 +7,203 +4%
Invesco
8
Invesco
Georgia
$1.86M 104,252 -2,671 -2%
GW
9
GW & Wade
Massachusetts
$1.85M 103,978 -16,031 -13%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.71M 95,928 +23,643 +33%
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$966K 54,252 +54,252 New
Wells Fargo
12
Wells Fargo
California
$874K 49,111 -9,954 -17%
SFS
13
Shaker Financial Services
Virginia
$848K 47,614 +29,560 +164%
LPL Financial
14
LPL Financial
California
$777K 43,679 +509 +1%
SG Americas Securities
15
SG Americas Securities
New York
$420K 23,613 +23,613 New
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$370K 20,759 -752 -3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$351K 19,693 +4,521 +30%
FSA
18
Financial Sense Advisors
California
$309K 17,400 +17,400 New
OC
19
Oppenheimer & Co
New York
$198K 11,123 +11,123 New
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$75K 4,201 +4,201 New
AIG
21
American International Group
New York
$69.1K 3,880 – –
FAM
22
Formidable Asset Management
Ohio
$69K 3,920 – –
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$25K 1,389 -10,000 -88%
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$21K 1,165 +21 +2%
WA
25
WFG Advisors
Texas
$12K 697 +24 +4%
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