We are live on ! Find out more
QQQX icon

Nuveen NASDAQ 100 Dynamic Overwrite Fund

26 hedge funds and large institutions have $42.7M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

13% more capital invested

Capital invested by funds: $37.7M → $42.7M (+$5.04M)

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

4% more funds holding

Funds holding: 2526 (+1)

Holders
26
Holders Change
+1
Holders Change %
+4%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$6.16M -$56.7K -3,309 -0.9%
U
2
UBS
Switzerland
$6.12M +$400K +23,357 +7%
AAM
3
Advisors Asset Management
Colorado
$5.15M -$1.74M -101,341 -26%
Morgan Stanley
4
Morgan Stanley
New York
$4.57M -$216K -12,630 -5%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$3.41M +$340K +19,815 +12%
RJA
6
Raymond James & Associates
Florida
$3.32M +$375K +21,852 +13%
GC
7
Guggenheim Capital
Illinois
$3.16M +$123K +7,203 +4%
Invesco
8
Invesco
Georgia
$1.86M -$45.8K -2,671 -2%
GW
9
GW & Wade
Massachusetts
$1.85M -$275K -16,031 -13%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.71M +$405K +23,643 +33%
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$966K +$930K +54,252 New
Wells Fargo
12
Wells Fargo
California
$874K -$171K -9,954 -17%
SFS
13
Shaker Financial Services
Virginia
$848K +$507K +29,560 +164%
LPL Financial
14
LPL Financial
California
$777K +$8.72K +509 +1%
SG Americas Securities
15
SG Americas Securities
New York
$420K +$405K +23,613 New
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$370K -$12.9K -752 -3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$351K +$77.5K +4,521 +30%
FSA
18
Financial Sense Advisors
California
$309K +$298K +17,400 New
OC
19
Oppenheimer & Co
New York
$198K +$191K +11,123 New
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$75K +$72K +4,201 New
AIG
21
American International Group
New York
$69.1K
FAM
22
Formidable Asset Management
Ohio
$69K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$25K -$171K -10,000 -88%
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$21K +$360 +21 +2%
WA
25
WFG Advisors
Texas
$12K +$411 +24 +4%

QQQX Hedge Fund Activity: Q4 2013 in Review

26 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2013, worth a combined $42.7M — up 13% from $37.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new QQQX positions and 3 closed out — a net gain of 2 holders — while 10 added to existing stakes and 9 trimmed.

The largest buyer was BNP Paribas Financial Markets, opening a new position worth an estimated $930K. The largest seller was Advisors Asset Management, cutting an estimated $1.74M.

  • 26 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2013, up from 25 in Q3 2013.
  • Funds reported $42.7M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2013, up 13% quarter-over-quarter.
  • 5 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2013 and 3 closed out, a net change of +2 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2013 was BNP Paribas Financial Markets, an estimated $930K added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2013 was Advisors Asset Management, an estimated $1.74M sold.

Based on aggregated 13F filings for Q4 2013.