SG Americas Securities’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-28,022	Closed	-$543K	–	2674
2015 Q4	$543K	Buy	+28,022	New	+$543K	﹤0.01%	1337
2014 Q1	–	Sell	-23,613	Closed	-$420K	–	2278
2013 Q4	$420K	Buy	+23,613	New	+$420K	﹤0.01%	1473