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Nuveen NASDAQ 100 Dynamic Overwrite Fund

59 hedge funds and large institutions have $133M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

43% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 14

18% more capital invested

Capital invested by funds: $112M → $133M (+$20.7M)

18% more funds holding

Funds holding: 5059 (+9)

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
20
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.6M -$234K -12,269 -1%
UBS Group
2
UBS Group
Switzerland
$14.1M +$941K +49,261 +7%
GC
3
Guggenheim Capital
Illinois
$11.7M -$593K -31,054 -5%
AAM
4
Advisors Asset Management
Colorado
$11.6M +$5.51M +288,232 +93%
KIM
5
Karpus Investment Management
New York
$8.73M -$2.03M -106,160 -19%
Wells Fargo
6
Wells Fargo
California
$8.49M +$667K +34,943 +9%
Invesco
7
Invesco
Georgia
$7.14M -$1.61M -84,316 -19%
RJA
8
Raymond James & Associates
Florida
$6.31M -$189K -9,903 -3%
Bank of America
9
Bank of America
North Carolina
$5.75M +$250K +13,086 +5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.39M +$1.01M +52,639 +23%
1832 Asset Management
11
1832 Asset Management
Ontario, Canada
$5M -$147K -7,702 -3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$4.36M +$2.66M +139,451 +163%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$4.11M +$226K +11,858 +6%
AWMS
14
Advocacy Wealth Management Services
Georgia
$3.05M +$3.01M +157,429 New
LPL Financial
15
LPL Financial
California
$2.79M +$1.58M +82,945 +131%
Bank of Nova Scotia
16
Bank of Nova Scotia
Ontario, Canada
$2.29M +$133K +6,943 +6%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.41M -$53.1K -2,781 -4%
FSA
18
Financial Sense Advisors
California
$1.17M +$1.16M +60,534 New
VC
19
Vicus Capital
Pennsylvania
$1.06M +$3.4K +178 +0.3%
ACP
20
Aviance Capital Partners
Florida
$1M +$989K +51,778 New
GW
21
GW & Wade
Massachusetts
$863K +$21.4K +1,121 +3%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$812K +$408K +21,357 +104%
MFS
23
MSI Financial Services
Massachusetts
$633K +$433K +22,690 +227%
OC
24
Oppenheimer & Co
New York
$605K +$18.3K +960 +3%
DADC
25
D.A. Davidson & Co
Montana
$573K +$10.1K +530 +2%

QQQX Hedge Fund Activity: Q4 2015 in Review

59 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2015, worth a combined $133M — up 18% from $112M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new QQQX positions and 5 closed out — a net gain of 9 holders — while 20 added to existing stakes and 14 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $5.51M. The largest seller was Cornerstone Advisors, exiting entirely with an estimated $4.29M sold.

  • 59 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2015, up from 50 in Q3 2015.
  • Funds reported $133M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2015, up 18% quarter-over-quarter.
  • 14 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2015 and 5 closed out, a net change of +9 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2015 was Advisors Asset Management, an estimated $5.51M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2015 was Cornerstone Advisors, an estimated $4.29M sold.

Based on aggregated 13F filings for Q4 2015.