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Nuveen NASDAQ 100 Dynamic Overwrite Fund
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Overview Fund Activity

59 hedge funds and large institutions have $133M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 5 closing their positions.

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
14
Increased
20
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$11.6M
2
AWMS
2
Advocacy Wealth Management Services
Georgia
$3.05M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$4.36M
4
LPL Financial
4
LPL Financial
California
$2.79M
5
FSA
5
Financial Sense Advisors
California
$1.17M

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$0
2
PPA
2
Parametric Portfolio Associates
Washington
$562K
3
KIM
3
Karpus Investment Management
New York
$8.73M
4
Invesco
4
Invesco
Georgia
$7.14M
5
GC
5
Guggenheim Capital
Illinois
$11.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.6M 959,544 -12,269 -1%
UBS Group
2
UBS Group
Switzerland
$14.1M 726,296 +49,261 +7%
GC
3
Guggenheim Capital
Illinois
$11.7M 605,125 -31,054 -5%
AAM
4
Advisors Asset Management
Colorado
$11.6M 597,538 +288,232 +93%
KIM
5
Karpus Investment Management
New York
$8.73M 450,724 -106,160 -19%
Wells Fargo
6
Wells Fargo
California
$8.49M 438,257 +34,943 +9%
Invesco
7
Invesco
Georgia
$7.14M 368,618 -84,316 -19%
RJA
8
Raymond James & Associates
Florida
$6.31M 325,934 -9,903 -3%
Bank of America
9
Bank of America
North Carolina
$5.76M 297,096 +13,086 +5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.39M 278,242 +52,639 +23%
1832 Asset Management
11
1832 Asset Management
Ontario, Canada
$5M 255,096 -7,702 -3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$4.36M 225,128 +139,451 +163%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$4.11M 212,005 +11,858 +6%
AWMS
14
Advocacy Wealth Management Services
Georgia
$3.05M 157,429 +157,429 New
LPL Financial
15
LPL Financial
California
$2.79M 146,397 +82,945 +131%
Bank of Nova Scotia
16
Bank of Nova Scotia
Ontario, Canada
$2.29M 118,438 +6,943 +6%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.41M 72,616 -2,781 -4%
FSA
18
Financial Sense Advisors
California
$1.17M 60,534 +60,534 New
VC
19
Vicus Capital
Pennsylvania
$1.06M 54,536 +178 +0.3%
ACP
20
Aviance Capital Partners
Florida
$1M 51,778 +51,778 New
GW
21
GW & Wade
Massachusetts
$863K 44,540 +1,121 +3%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$812K 41,897 +21,357 +104%
MFS
23
MSI Financial Services
Massachusetts
$633K 32,685 +22,690 +227%
OC
24
Oppenheimer & Co
New York
$605K 31,252 +960 +3%
DADC
25
D.A. Davidson & Co
Montana
$573K 29,621 +530 +2%
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