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Nuveen NASDAQ 100 Dynamic Overwrite Fund

52 hedge funds and large institutions have $115M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2014 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 15 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

933% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 3

400% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 3

138% more capital invested

Capital invested by funds: $48M → $115M (+$66.5M)

108% more funds holding

Funds holding: 2552 (+27)

Holders
52
Holders Change
+27
Holders Change %
+108%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
31
Increased
15
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.9M +$7.87M +394,527 +92%
GC
2
Guggenheim Capital
Illinois
$14.9M +$10.4M +520,868 +206%
Invesco
3
Invesco
Georgia
$14.7M +$13.1M +657,310 +605%
UBS Group
4
UBS Group
Switzerland
$12.7M +$13.1M +657,898 New
PPA
5
Parametric Portfolio Associates
Washington
$9.63M +$9.98M +500,167 New
Bank of America
6
Bank of America
North Carolina
$5.88M +$1M +50,225 +20%
RJA
7
Raymond James & Associates
Florida
$5.68M +$542K +27,153 +10%
Wells Fargo
8
Wells Fargo
California
$4.65M +$3.41M +171,039 +242%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.33M +$1.8M +90,244 +67%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$4.01M +$162K +8,128 +4%
SIA
11
Sit Investment Associates
Minnesota
$3.55M +$3.68M +184,275 New
KIM
12
Karpus Investment Management
New York
$3.39M +$3.51M +176,027 New
HighTower Advisors
13
HighTower Advisors
Illinois
$2.04M +$2.12M +106,078 New
GW
14
GW & Wade
Massachusetts
$1.49M -$232K -11,613 -13%
LPL Financial
15
LPL Financial
California
$1.42M +$833K +41,771 +132%
WAM
16
Wolverine Asset Management
Illinois
$1.33M +$1.38M +69,161 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.32M +$638K +31,986 +87%
DA
18
Doliver Advisors
Texas
$1.19M +$1.23M +61,655 New
VC
19
Vicus Capital
Pennsylvania
$1.04M +$1.08M +54,072 New
UR
20
USCA RIA
Texas
$831K +$861K +43,183 New
OFG
21
OTA Financial Group
New York
$769K +$537K +26,932 +207%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$455K -$13K -651 -3%
OC
23
Oppenheimer & Co
New York
$453K +$103K +5,172 +28%
DADC
24
D.A. Davidson & Co
Montana
$423K +$439K +22,013 New
MFS
25
MSI Financial Services
Massachusetts
$349K +$362K +18,155 New

QQQX Hedge Fund Activity: Q4 2014 in Review

52 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2014, worth a combined $115M — up 138% from $48M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new QQQX positions and 3 closed out — a net gain of 28 holders — while 15 added to existing stakes and 3 trimmed.

The largest buyer was Invesco, adding an estimated $13.1M. The largest seller was Financial Sense Advisors, exiting entirely with an estimated $703K sold.

  • 52 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2014, up from 25 in Q3 2014.
  • Funds reported $115M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2014, up 138% quarter-over-quarter.
  • 31 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2014 and 3 closed out, a net change of +28 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2014 was Invesco, an estimated $13.1M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2014 was Financial Sense Advisors, an estimated $703K sold.

Based on aggregated 13F filings for Q4 2014.