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Nuveen NASDAQ 100 Dynamic Overwrite Fund
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Overview Fund Activity

52 hedge funds and large institutions have $115M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2014 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 15 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
52
Holders Change
+27
Holders Change %
+108%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
31
Increased
15
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$12.7M
2
Invesco
2
Invesco
Georgia
$14.7M
3
GC
3
Guggenheim Capital
Illinois
$14.9M
4
PPA
4
Parametric Portfolio Associates
Washington
$9.63M
5
Morgan Stanley
5
Morgan Stanley
New York
$15.9M

Top Sellers

1
FSA
1
Financial Sense Advisors
California
$0
2
BNP Paribas Financial Markets
2
BNP Paribas Financial Markets
France
$0
3
GW
3
GW & Wade
Massachusetts
$1.49M
4
WA
4
WFG Advisors
Texas
$43K
5
Ameriprise
5
Ameriprise
Minnesota
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.9M 825,618 +394,527 +92%
GC
2
Guggenheim Capital
Illinois
$14.9M 773,424 +520,868 +206%
Invesco
3
Invesco
Georgia
$14.7M 765,890 +657,310 +605%
UBS Group
4
UBS Group
Switzerland
$12.7M 657,898 +657,898 New
PPA
5
Parametric Portfolio Associates
Washington
$9.63M 500,167 +500,167 New
Bank of America
6
Bank of America
North Carolina
$5.88M 305,619 +50,225 +20%
RJA
7
Raymond James & Associates
Florida
$5.68M 294,866 +27,153 +10%
Wells Fargo
8
Wells Fargo
California
$4.65M 241,717 +171,039 +242%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.33M 225,022 +90,244 +67%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$4.02M 208,619 +8,128 +4%
SIA
11
Sit Investment Associates
Minnesota
$3.55M 184,275 +184,275 New
KIM
12
Karpus Investment Management
New York
$3.39M 176,027 +176,027 New
HighTower Advisors
13
HighTower Advisors
Illinois
$2.04M 106,078 +106,078 New
GW
14
GW & Wade
Massachusetts
$1.49M 77,125 -11,613 -13%
LPL Financial
15
LPL Financial
California
$1.42M 73,502 +41,771 +132%
WAM
16
Wolverine Asset Management
Illinois
$1.33M 69,161 +69,161 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.32M 68,742 +31,986 +87%
DA
18
Doliver Advisors
Texas
$1.19M 61,655 +61,655 New
VC
19
Vicus Capital
Pennsylvania
$1.04M 54,072 +54,072 New
UR
20
USCA RIA
Texas
$831K 43,183 +43,183 New
OFG
21
OTA Financial Group
New York
$769K 39,962 +26,932 +207%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$455K 23,613 -651 -3%
OC
23
Oppenheimer & Co
New York
$453K 23,532 +5,172 +28%
DADC
24
D.A. Davidson & Co
Montana
$423K 22,013 +22,013 New
MFS
25
MSI Financial Services
Massachusetts
$349K 18,155 +18,155 New
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