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Nuveen NASDAQ 100 Dynamic Overwrite Fund

88 hedge funds and large institutions have $160M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2018 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 29 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

38% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 21

16% more funds holding

Funds holding: 7688 (+12)

0.7% more ownership

Funds ownership: 17.48%18.18% (+0.7%)

4% less capital invested

Capital invested by funds: $167M → $160M (-$7.19M)

Holders
88
Holders Change
+12
Holders Change %
+15.79%
% of All Funds
2.01%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
29
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.2M -$8.96M -360,435 -21%
UBS Group
2
UBS Group
Switzerland
$19.4M +$515K +20,699 +3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$15.2M +$1.25M +50,308 +9%
Wells Fargo
4
Wells Fargo
California
$10.6M +$418K +16,801 +4%
RJA
5
Raymond James & Associates
Florida
$7.71M -$1.9M -76,324 -19%
Bank of America
6
Bank of America
North Carolina
$7.67M +$1.17M +46,990 +17%
Invesco
7
Invesco
Georgia
$5.56M -$698K -28,093 -11%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$5.43M -$1.16M -46,763 -17%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$5.26M +$1.02M +40,944 +23%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$4.93M -$582K -23,410 -10%
SFS
11
Shaker Financial Services
Virginia
$4.04M +$4.18M +167,978 New
NMC
12
Nine Masts Capital
Hong Kong
$3.02M +$2.73M +109,900 +696%
AAM
13
Advisors Asset Management
Colorado
$2.78M -$1.41M -56,698 -33%
GC
14
Guggenheim Capital
Illinois
$2.76M -$106K -4,271 -4%
WAM
15
Wolverine Asset Management
Illinois
$2.08M +$2.16M +86,715 New
UCMOK
16
United Capital Management of KS
Kansas
$2.06M +$2.13M +85,837 New
DA
17
Doliver Advisors
Texas
$1.87M +$1.94M +77,932 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.67M -$12K -481 -0.7%
ACP
19
Aviance Capital Partners
Florida
$1.55M +$66.6K +2,679 +4%
Ameriprise
20
Ameriprise
Minnesota
$1.43M -$1.05M -42,311 -42%
VC
21
Vicus Capital
Pennsylvania
$1.31M +$67.7K +2,724 +5%
DADC
22
D.A. Davidson & Co
Montana
$1.1M -$12.5K -502 -1%
Millennium Management
23
Millennium Management
New York
$1.06M +$1.1M +44,166 New
HA
24
Harborview Advisors
Maine
$1M +$56.6K +2,277 +6%
OC
25
Oppenheimer & Co
New York
$968K +$11.8K +476 +1%

QQQX Hedge Fund Activity: Q3 2018 in Review

88 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2018, worth a combined $160M — down 4.3% from $167M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new QQQX positions and 5 closed out — a net gain of 12 holders — while 29 added to existing stakes and 21 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $4.18M. The largest seller was Morgan Stanley, cutting an estimated $8.96M.

  • 88 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2018, up from 76 in Q2 2018.
  • Funds reported $160M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2018, down 4.3% quarter-over-quarter.
  • 17 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2018 and 5 closed out, a net change of +12 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2018 was Shaker Financial Services, an estimated $4.18M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2018 was Morgan Stanley, an estimated $8.96M sold.

Based on aggregated 13F filings for Q3 2018.