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Nuveen NASDAQ 100 Dynamic Overwrite Fund

89 hedge funds and large institutions have $143M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2019 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 31 increasing their positions, 27 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

22% more capital invested

Capital invested by funds: $117M → $143M (+$25.4M)

15% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 27

3% more funds holding

Funds holding: 8689 (+3)

0.77% more ownership

Funds ownership: 16.08%16.85% (+0.77%)

Holders
89
Holders Change
+3
Holders Change %
+3.49%
% of All Funds
1.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
31
Reduced
27
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.9M +$1.92M +87,916 +7%
UBS Group
2
UBS Group
Switzerland
$17.2M +$1.25M +57,111 +8%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$13M +$841K +38,491 +7%
Wells Fargo
4
Wells Fargo
California
$10M +$1.62M +74,192 +20%
Invesco
5
Invesco
Georgia
$7.38M +$443K +20,282 +7%
RJA
6
Raymond James & Associates
Florida
$7.09M +$657K +30,049 +10%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$7.08M +$1.49M +68,132 +27%
Bank of America
8
Bank of America
North Carolina
$6.38M +$737K +33,720 +13%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$5.66M +$5.55M +254,079 New
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$4.55M +$3.41K +156 +0.1%
AAM
11
Advisors Asset Management
Colorado
$2.22M +$21.9K +1,004 +1%
UCMOK
12
United Capital Management of KS
Kansas
$2.13M -$106K -4,865 -5%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.68M -$16.3K -747 -1%
Ameriprise
14
Ameriprise
Minnesota
$1.59M +$486K +22,223 +45%
ACP
15
Aviance Capital Partners
Florida
$1.48M -$1.81K -83 -0.1%
AG
16
Advisor Group
Arizona
$1.21M +$637K +29,138 +116%
MA
17
MONECO Advisors
Connecticut
$1.18M -$115K -5,277 -9%
DADC
18
D.A. Davidson & Co
Montana
$1.05M +$19.7K +900 +2%
GC
19
Guggenheim Capital
Illinois
$1.05M -$66.4K -3,041 -6%
CAN
20
Cetera Advisor Networks
California
$1M +$355K +16,239 +56%
LPL Financial
21
LPL Financial
California
$979K +$358K +16,362 +59%
OC
22
Oppenheimer & Co
New York
$974K +$99.4K +4,550 +12%
PP
23
Professional Planning
California
$939K +$99.6K +4,557 +12%
HA
24
Harborview Advisors
Maine
$879K -$68.5K -3,135 -7%
SI
25
Stephens Inc
Arkansas
$878K +$43.7K +2,000 +5%

QQQX Hedge Fund Activity: Q1 2019 in Review

89 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2019, worth a combined $143M — up 22% from $117M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new QQQX positions and 8 closed out — a net gain of 3 holders — while 31 added to existing stakes and 27 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $5.55M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $2.01M sold.

  • 89 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2019, up from 86 in Q4 2018.
  • Funds reported $143M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2019, up 22% quarter-over-quarter.
  • 11 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2019 and 8 closed out, a net change of +3 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2019 was Raymond James Financial Services Advisors, an estimated $5.55M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2019 was Wolverine Asset Management, an estimated $2.01M sold.

Based on aggregated 13F filings for Q1 2019.