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Nuveen NASDAQ 100 Dynamic Overwrite Fund

26 hedge funds and large institutions have $43.5M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

117% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 6

13% more funds holding

Funds holding: 2326 (+3)

3% less capital invested

Capital invested by funds: $44.9M → $43.5M (-$1.38M)

Holders
26
Holders Change
+3
Holders Change %
+13.04%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$8.23M +$531K +28,462 +7%
Morgan Stanley
2
Morgan Stanley
New York
$6.74M +$1.35M +72,589 +25%
RJA
3
Raymond James & Associates
Florida
$4.89M +$317K +16,998 +7%
Bank of America
4
Bank of America
North Carolina
$4.84M -$2.03M -108,724 -30%
GC
5
Guggenheim Capital
Illinois
$4.13M +$435K +23,323 +12%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$3.71M +$88.8K +4,763 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.43M +$264K +14,139 +12%
Invesco
8
Invesco
Georgia
$1.79M -$145K -7,767 -8%
GW
9
GW & Wade
Massachusetts
$1.76M -$84.6K -4,535 -5%
Wells Fargo
10
Wells Fargo
California
$1.33M +$267K +14,325 +25%
FSA
11
Financial Sense Advisors
California
$660K -$31.5K -1,691 -5%
LPL Financial
12
LPL Financial
California
$585K -$75K -4,021 -11%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$461K +$38.8K +2,080 +9%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$446K +$14.2K +759 +3%
AAM
15
Advisors Asset Management
Colorado
$378K -$4.24M -227,244 -92%
OC
16
Oppenheimer & Co
New York
$318K +$21.6K +1,160 +7%
OL
17
OTA LLC
New York
$244K +$243K +13,030 New
WA
18
WFG Advisors
Texas
$180K +$131K +7,033 +273%
AIG
19
American International Group
New York
$116K +$68.9K +3,695 +148%
FAM
20
Formidable Asset Management
Ohio
$74K
OIA
21
Optimum Investment Advisors
Illinois
$56K +$55.9K +3,000 New
Deutsche Bank
22
Deutsche Bank
Germany
$29K +$28.8K +1,546 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$26K
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$23K +$410 +22 +2%
GSC
25
Ground Swell Capital
South Carolina
$11K +$11.2K +600 New

QQQX Hedge Fund Activity: Q2 2014 in Review

26 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q2 2014, worth a combined $43.5M — down 3.1% from $44.9M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new QQQX positions and 1 closed out — a net gain of 3 holders — while 13 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.35M. The largest seller was Advisors Asset Management, cutting an estimated $4.24M.

  • 26 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q2 2014, up from 23 in Q1 2014.
  • Funds reported $43.5M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q2 2014, down 3.1% quarter-over-quarter.
  • 4 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q2 2014 and 1 closed out, a net change of +3 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q2 2014 was Morgan Stanley, an estimated $1.35M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q2 2014 was Advisors Asset Management, an estimated $4.24M sold.

Based on aggregated 13F filings for Q2 2014.