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Nuveen NASDAQ 100 Dynamic Overwrite Fund

60 hedge funds and large institutions have $126M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

3% more capital invested

Capital invested by funds: $123M → $126M (+$3.43M)

0.12% more ownership

Funds ownership: 15.46%15.57% (+0.12%)

0% more funds holding

Funds holding: 6060 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

Holders
60
Holders Change
Holders Change %
0%
% of All Funds
1.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
26
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.3M +$913K +41,712 +3%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$13.2M +$580K +26,493 +5%
UBS Group
3
UBS Group
Switzerland
$13.1M +$965K +44,090 +8%
AAM
4
Advisors Asset Management
Colorado
$7.69M -$3.09M -141,404 -29%
RJA
5
Raymond James & Associates
Florida
$6.88M +$866K +39,550 +15%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$6.88M +$362K +16,527 +6%
Invesco
7
Invesco
Georgia
$6.85M -$1.29M -58,866 -16%
GC
8
Guggenheim Capital
Illinois
$6.15M +$165K +7,547 +3%
Wells Fargo
9
Wells Fargo
California
$5.83M +$573K +26,179 +11%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$4.78M +$115K +5,266 +2%
Bank of America
11
Bank of America
North Carolina
$4.74M -$42.8K -1,955 -0.9%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$2.5M +$259K +11,827 +12%
Ameriprise
13
Ameriprise
Minnesota
$2.03M +$1.3M +59,185 +182%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2M -$234K -10,708 -11%
FHA
15
Flagship Harbor Advisors
Massachusetts
$1.26M +$152K +6,949 +14%
VC
16
Vicus Capital
Pennsylvania
$1.25M -$33.3K -1,522 -3%
ACP
17
Aviance Capital Partners
Florida
$1.23M -$10.7K -490 -0.9%
BAM
18
Belpointe Asset Management
Nevada
$1.05M +$1.04M +47,649 New
DADC
19
D.A. Davidson & Co
Montana
$982K +$8.75K +400 +0.9%
DA
20
Doliver Advisors
Texas
$849K +$603K +27,556 +255%
OC
21
Oppenheimer & Co
New York
$747K +$36.4K +1,664 +5%
SFM
22
Signet Financial Management
New Jersey
$619K -$168K -7,669 -22%
GW
23
GW & Wade
Massachusetts
$561K
PAG
24
Private Advisor Group
New Jersey
$542K -$20.1K -920 -4%
AIA
25
Allegis Investment Advisors
Idaho
$521K +$46.5K +2,125 +10%

QQQX Hedge Fund Activity: Q3 2017 in Review

60 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2017, worth a combined $126M — up 2.8% from $123M a quarter earlier.

Fund positioning in QQQX was balanced in Q3 2017: 5 funds opened new positions, 5 closed out, 26 added to existing stakes and 17 trimmed.

The largest buyer was Ameriprise, adding an estimated $1.3M. The largest seller was Advisors Asset Management, cutting an estimated $3.09M.

  • 60 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $126M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2017, up 2.8% quarter-over-quarter.
  • 5 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2017 and 5 closed out, a net change of 0 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2017 was Ameriprise, an estimated $1.3M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2017 was Advisors Asset Management, an estimated $3.09M sold.

Based on aggregated 13F filings for Q3 2017.