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Nuveen NASDAQ 100 Dynamic Overwrite Fund

56 hedge funds and large institutions have $128M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

13% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 16

11% more capital invested

Capital invested by funds: $115M → $128M (+$13.1M)

8% more funds holding

Funds holding: 5256 (+4)

Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
1.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
18
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.3M +$1.81M +95,367 +12%
KIM
2
Karpus Investment Management
New York
$15.5M +$21.5M +1,130,064 +642%
Invesco
3
Invesco
Georgia
$14M -$322K -16,924 -2%
GC
4
Guggenheim Capital
Illinois
$13.3M -$1.18M -62,132 -8%
UBS Group
5
UBS Group
Switzerland
$12.4M +$108K +5,681 +0.9%
Wells Fargo
6
Wells Fargo
California
$10.1M +$5.67M +297,872 +123%
PPA
7
Parametric Portfolio Associates
Washington
$7.07M -$2.34M -123,271 -25%
Bank of America
8
Bank of America
North Carolina
$6.02M +$297K +15,590 +5%
RJA
9
Raymond James & Associates
Florida
$5.76M +$239K +12,551 +4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.76M +$554K +29,151 +13%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$3.9M -$7.86K -413 -0.2%
CA
12
Cornerstone Advisors
North Carolina
$3.29M +$3.33M +175,265 New
WAM
13
Wolverine Asset Management
Illinois
$1.61M +$315K +16,540 +24%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.39M +$105K +5,499 +8%
LPL Financial
15
LPL Financial
California
$1.22M -$157K -8,250 -11%
SFS
16
Shaker Financial Services
Virginia
$1.18M +$1.19M +62,751 New
GW
17
GW & Wade
Massachusetts
$929K -$524K -27,561 -36%
FSA
18
Financial Sense Advisors
California
$895K +$908K +47,741 New
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$704K +$713K +37,500 New
OFG
20
OTA Financial Group
New York
$695K -$54.4K -2,861 -7%
CRC
21
Curi RMB Capital
Illinois
$502K +$509K +26,756 New
Deutsche Bank
22
Deutsche Bank
Germany
$486K +$222K +11,679 +82%
OC
23
Oppenheimer & Co
New York
$479K +$38.1K +2,003 +9%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$454K +$11.9K +625 +3%
DADC
25
D.A. Davidson & Co
Montana
$412K -$133 -7 -0%

QQQX Hedge Fund Activity: Q1 2015 in Review

56 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2015, worth a combined $128M — up 11% from $115M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new QQQX positions and 6 closed out — a net gain of 4 holders — while 18 added to existing stakes and 16 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $21.5M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $3.55M sold.

  • 56 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2015, up from 52 in Q4 2014.
  • Funds reported $128M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2015, up 11% quarter-over-quarter.
  • 10 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2015 and 6 closed out, a net change of +4 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2015 was Karpus Investment Management, an estimated $21.5M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2015 was Sit Investment Associates, an estimated $3.55M sold.

Based on aggregated 13F filings for Q1 2015.