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Nuveen NASDAQ 100 Dynamic Overwrite Fund

91 hedge funds and large institutions have $146M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2019 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 31 increasing their positions, 22 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

41% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 22

2% more funds holding

Funds holding: 8991 (+2)

2% more capital invested

Capital invested by funds: $143M → $146M (+$3.14M)

0.13% less ownership

Funds ownership: 16.85%16.72% (-0.13%)

Holders
91
Holders Change
+2
Holders Change %
+2.25%
% of All Funds
1.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
31
Reduced
22
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$30M -$2.07M -92,412 -6%
UBS Group
2
UBS Group
Switzerland
$17.5M +$169K +7,558 +1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$13.1M +$40.8K +1,822 +0.3%
Wells Fargo
4
Wells Fargo
California
$10.6M +$576K +25,755 +6%
Invesco
5
Invesco
Georgia
$9.23M +$1.82M +81,313 +25%
Bank of America
6
Bank of America
North Carolina
$7.04M +$623K +27,855 +10%
RJA
7
Raymond James & Associates
Florida
$7.03M -$91.3K -4,081 -1%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$6.4M -$712K -31,855 -10%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$5.45M -$240K -10,721 -4%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$4.54M -$38.3K -1,712 -0.8%
AAM
11
Advisors Asset Management
Colorado
$2.18M -$51K -2,282 -2%
UCMOK
12
United Capital Management of KS
Kansas
$2M -$71.5K -3,196 -3%
Ameriprise
13
Ameriprise
Minnesota
$1.75M +$153K +6,822 +10%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.71M +$15.5K +691 +0.9%
AG
15
Advisor Group
Arizona
$1.46M +$242K +10,827 +20%
ACP
16
Aviance Capital Partners
Florida
$1.45M -$42.5K -1,901 -3%
LPL Financial
17
LPL Financial
California
$1.22M +$239K +10,689 +24%
MA
18
MONECO Advisors
Connecticut
$1.18M -$6.55K -293 -0.6%
SFS
19
Shaker Financial Services
Virginia
$1.1M +$1.1M +49,350 New
DADC
20
D.A. Davidson & Co
Montana
$1.1M +$42.8K +1,914 +4%
CAN
21
Cetera Advisor Networks
California
$1.05M +$35.3K +1,577 +3%
PP
22
Professional Planning
California
$989K +$45.5K +2,034 +5%
OC
23
Oppenheimer & Co
New York
$983K +$3.49K +156 +0.4%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$947K +$938K +41,921 +10,749%
SI
25
Stephens Inc
Arkansas
$874K -$8.52K -381 -1%

QQQX Hedge Fund Activity: Q2 2019 in Review

91 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q2 2019, worth a combined $146M — up 2.2% from $143M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new QQQX positions and 9 closed out — a net gain of 4 holders — while 31 added to existing stakes and 22 trimmed.

The largest buyer was Invesco, adding an estimated $1.82M. The largest seller was Morgan Stanley, cutting an estimated $2.07M.

  • 91 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q2 2019, up from 89 in Q1 2019.
  • Funds reported $146M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q2 2019, up 2.2% quarter-over-quarter.
  • 13 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q2 2019 and 9 closed out, a net change of +4 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q2 2019 was Invesco, an estimated $1.82M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q2 2019 was Morgan Stanley, an estimated $2.07M sold.

Based on aggregated 13F filings for Q2 2019.