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Sigma Planning Corp’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Sigma Planning Corp’s Portfolio QQQX Stock Details QQQX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-27,424
Closed -$616K – 1101
2023
Q3 		$616K Sell
27,424
-1,074
-4% -$25.4K 0.02% 620
2023
Q2 		$710K Buy
28,498
+806
+3% +$19.6K 0.03% 594
2023
Q1 		$663K Buy
27,692
+615
+2% +$14.1K 0.02% 690
2022
Q4 		$553K Buy
27,077
+794
+3% +$17.4K 0.02% 726
2022
Q3 		$539K Buy
26,283
+4,599
+21% +$107K 0.02% 701
2022
Q2 		$474K Buy
21,684
+2,771
+15% +$68.1K 0.02% 776
2022
Q1 		$538K Buy
18,913
+2,414
+15% +$65.2K 0.02% 817
2021
Q4 		$506K Buy
16,499
+2,193
+15% +$65.2K 0.01% 853
2021
Q3 		$406K Buy
14,306
+3,353
+31% +$98.9K 0.01% 911
2021
Q2 		$322K Buy
+10,953
New +$310K 0.01% 1045
2019
Q2 		– Sell
-14,742
Closed -$328K – 1034
2019
Q1 		$328K Sell
14,742
-4,685
-24% -$102K 0.02% 643
2018
Q4 		$389K Sell
19,427
-5,358
-22% -$118K 0.03% 518
2018
Q3 		$596K Sell
24,785
-3,694
-13% -$91.8K 0.04% 433
2018
Q2 		$746K Buy
28,479
+11,812
+71% +$311K 0.05% 353
2018
Q1 		$411K Buy
16,667
+420
+3% +$10.4K 0.03% 495
2017
Q4 		$393K Buy
16,247
+1,791
+12% +$42.4K 0.03% 510
2017
Q3 		$320K Buy
14,456
+618
+4% +$13.5K 0.03% 577
2017
Q2 		$300K Buy
+13,838
New +$300K 0.03% 573
2016
Q2 		– Sell
-14,306
Closed -$264K – 749
2016
Q1 		$264K Buy
14,306
+46
+0.3% +$806 0.04% 497
2015
Q4 		$276K Buy
+14,260
New +$272K 0.04% 482

Other funds holding QQQX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
NSLI
Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Sigma Planning Corp's QQQX Position: Q4 2023 in Review

Sigma Planning Corp sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q4 2023, closing a stake of 27,424 shares — an estimated $616K sold.

Sigma Planning Corp first reported a position in QQQX in Q4 2015 and held it in 20 quarters. The position peaked at $746K in Q2 2018. 119 funds tracked by Wall St. Rank hold QQQX as of Q4 2023.

  • Sigma Planning Corp reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q4 2023 after selling out during the quarter.
  • Sigma Planning Corp sold 27,424 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q4 2023, an estimated $616K.
  • Sigma Planning Corp first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q4 2015 and held it in 20 quarters.
  • Sigma Planning Corp's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $746K in Q2 2018.
  • 119 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q4 2023.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.