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Nuveen NASDAQ 100 Dynamic Overwrite Fund

69 hedge funds and large institutions have $151M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

4% more capital invested

Capital invested by funds: $146M → $151M (+$5.66M)

0.29% more ownership

Funds ownership: 16.45%16.75% (+0.29%)

0% more funds holding

Funds holding: 6969 (0)

9% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 22

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6.46M

Holders
69
Holders Change
Holders Change %
0%
% of All Funds
1.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
20
Reduced
22
Closed
6
Calls
Puts
$6.46M
Net Calls
-$6.46M
Net Calls Change
-$6.46M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.6M +$4.57M +184,252 +13%
UBS Group
2
UBS Group
Switzerland
$16.7M +$233K +9,387 +1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$15.2M -$15.9K -641 -0.1%
RJA
4
Raymond James & Associates
Florida
$9.28M -$364K -14,677 -4%
Wells Fargo
5
Wells Fargo
California
$8.83M +$1.36M +54,889 +18%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$7.71M +$46.6K +1,880 +0.6%
Invesco
7
Invesco
Georgia
$7.36M -$1.76M -70,784 -19%
Bank of America
8
Bank of America
North Carolina
$6.4M -$186K -7,485 -3%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$5.64M +$8.01K +323 +0.1%
GC
10
Guggenheim Capital
Illinois
$5.18M -$176K -7,092 -3%
AAM
11
Advisors Asset Management
Colorado
$4.62M -$98.7K -3,980 -2%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$3.15M +$316K +12,756 +11%
Ameriprise
13
Ameriprise
Minnesota
$2.52M +$308K +12,413 +14%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.61M -$62K -2,502 -4%
VC
15
Vicus Capital
Pennsylvania
$1.38M +$10.7K +430 +0.8%
ACP
16
Aviance Capital Partners
Florida
$1.33M +$59.2K +2,387 +5%
DADC
17
D.A. Davidson & Co
Montana
$1.2M +$18.6K +749 +2%
HA
18
Harborview Advisors
Maine
$1.08M +$6.27K +253 +0.6%
OC
19
Oppenheimer & Co
New York
$997K +$146K +5,899 +17%
PP
20
Professional Planning
California
$910K -$26K -1,048 -3%
BAM
21
Belpointe Asset Management
Nevada
$840K -$269K -10,845 -24%
LPL Financial
22
LPL Financial
California
$818K +$312K +12,565 +61%
SFM
23
Signet Financial Management
New Jersey
$608K -$73.2K -2,952 -11%
SWP
24
Stratos Wealth Partners
Ohio
$573K -$95.3K -3,845 -14%
GW
25
GW & Wade
Massachusetts
$569K -$5.01K -202 -0.9%

QQQX Hedge Fund Activity: Q1 2018 in Review

69 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2018, worth a combined $151M — up 3.9% from $146M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new QQQX positions and 6 closed out — a net gain of 1 holder — while 20 added to existing stakes and 22 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.57M. The largest seller was Invesco, cutting an estimated $1.76M.

  • 69 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2018, unchanged from Q4 2017.
  • Funds reported $151M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2018, up 3.9% quarter-over-quarter.
  • 7 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2018 and 6 closed out, a net change of +1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2018 was Morgan Stanley, an estimated $4.57M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2018 was Invesco, an estimated $1.76M sold.

Based on aggregated 13F filings for Q1 2018.