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Nuveen NASDAQ 100 Dynamic Overwrite Fund

55 hedge funds and large institutions have $115M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 15

3% more capital invested

Capital invested by funds: $111M → $115M (+$3.63M)

7% less funds holding

Funds holding: 5955 (-4)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
55
Holders Change
-4
Holders Change %
-6.78%
% of All Funds
1.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
21
Reduced
15
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17M -$664K -35,845 -4%
UBS Group
2
UBS Group
Switzerland
$13M +$2.61K +141 +0%
AAM
3
Advisors Asset Management
Colorado
$12.8M +$404K +21,828 +3%
GC
4
Guggenheim Capital
Illinois
$9.4M +$229K +12,379 +3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$8.92M +$866K +46,748 +11%
Invesco
6
Invesco
Georgia
$8.69M +$750K +40,465 +10%
RJA
7
Raymond James & Associates
Florida
$5.85M +$233K +12,575 +4%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$5.09M +$438K +23,622 +10%
Bank of America
9
Bank of America
North Carolina
$4.93M +$29.8K +1,610 +0.6%
1832 Asset Management
10
1832 Asset Management
Ontario, Canada
$4.83M
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$3.75M -$44.4K -2,397 -1%
Wells Fargo
12
Wells Fargo
California
$3.28M -$210K -11,360 -6%
Cohen & Steers
13
Cohen & Steers
New York
$1.87M
Bank of Nova Scotia
14
Bank of Nova Scotia
Ontario, Canada
$1.87M +$1.83M +99,046 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.47M +$89.5K +4,832 +7%
LPL Financial
16
LPL Financial
California
$1.42M +$58.4K +3,153 +4%
FSA
17
Financial Sense Advisors
California
$1.27M -$212K -11,467 -15%
SFS
18
Shaker Financial Services
Virginia
$1.23M -$483K -26,084 -29%
VC
19
Vicus Capital
Pennsylvania
$1.13M +$1.83K +99 +0.2%
ACP
20
Aviance Capital Partners
Florida
$879K -$26K -1,405 -3%
GW
21
GW & Wade
Massachusetts
$619K -$135K -7,260 -18%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$618K -$411K -22,178 -40%
DADC
23
D.A. Davidson & Co
Montana
$590K +$8.5K +459 +1%
OC
24
Oppenheimer & Co
New York
$570K +$3.35K +181 +0.6%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$417K -$22.4K -1,207 -5%

QQQX Hedge Fund Activity: Q3 2016 in Review

55 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2016, worth a combined $115M — up 3.3% from $111M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of QQQX and 6 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 21 added.

The largest buyer was Bank of Nova Scotia, opening a new position worth an estimated $1.83M. The largest seller was Karpus Investment Management, exiting entirely with an estimated $3.01M sold.

  • 55 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2016, down from 59 in Q2 2016.
  • Funds reported $115M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2016, up 3.3% quarter-over-quarter.
  • 6 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2016 and 8 closed out, a net change of -2 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2016 was Bank of Nova Scotia, an estimated $1.83M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2016 was Karpus Investment Management, an estimated $3.01M sold.

Based on aggregated 13F filings for Q3 2016.