We are live on ! Find out more
QQQX icon

Nuveen NASDAQ 100 Dynamic Overwrite Fund

86 hedge funds and large institutions have $117M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 27 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 27

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

2.1% less ownership

Funds ownership: 18.18%16.08% (-2.1%)

2% less funds holding

Funds holding: 8886 (-2)

27% less capital invested

Capital invested by funds: $160M → $117M (-$42.6M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
86
Holders Change
-2
Holders Change %
-2.27%
% of All Funds
1.92%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
30
Reduced
27
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.9M -$796K -36,008 -3%
UBS Group
2
UBS Group
Switzerland
$14.3M -$2.03M -91,860 -11%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$10.9M -$1.92M -87,100 -14%
Wells Fargo
4
Wells Fargo
California
$7.51M -$1.42M -64,064 -15%
Invesco
5
Invesco
Georgia
$6.22M +$1.76M +79,545 +34%
RJA
6
Raymond James & Associates
Florida
$5.76M -$725K -32,797 -10%
Bank of America
7
Bank of America
North Carolina
$5.06M -$1.46M -66,178 -21%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$4.99M +$680K +30,770 +14%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$4.09M -$20.7K -938 -0.5%
WAM
10
Wolverine Asset Management
Illinois
$2.01M +$304K +13,770 +16%
AAM
11
Advisors Asset Management
Colorado
$1.98M -$374K -16,919 -15%
UCMOK
12
United Capital Management of KS
Kansas
$1.93M +$240K +10,839 +13%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.53M +$152K +6,868 +10%
ACP
14
Aviance Capital Partners
Florida
$1.33M +$42.9K +1,942 +3%
MA
15
MONECO Advisors
Connecticut
$1.17M +$1.29M +58,440 New
GC
16
Guggenheim Capital
Illinois
$1M -$1.43M -64,806 -56%
Ameriprise
17
Ameriprise
Minnesota
$980K -$231K -10,467 -18%
VC
18
Vicus Capital
Pennsylvania
$940K -$168K -7,586 -14%
DADC
19
D.A. Davidson & Co
Montana
$926K +$9.72K +440 +1%
WAM
20
Weiss Asset Management
Massachusetts
$876K +$968K +43,816 New
HA
21
Harborview Advisors
Maine
$852K +$18.2K +824 +2%
FSA
22
Financial Sense Advisors
California
$833K +$921K +41,670 New
OC
23
Oppenheimer & Co
New York
$784K -$23.6K -1,066 -3%
PP
24
Professional Planning
California
$753K -$45.8K -2,073 -5%
SI
25
Stephens Inc
Arkansas
$749K +$603K +27,289 +269%

QQQX Hedge Fund Activity: Q4 2018 in Review

86 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2018, worth a combined $117M — down 27% from $160M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of QQQX and 14 opened new positions — a net loss of 1 holder — while 27 trimmed existing stakes and 30 added.

The largest buyer was Invesco, adding an estimated $1.76M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $5.43M sold.

  • 86 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2018, down from 88 in Q3 2018.
  • Funds reported $117M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2018, down 27% quarter-over-quarter.
  • 14 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2018 and 15 closed out, a net change of -1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2018 was Invesco, an estimated $1.76M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $5.43M sold.

Based on aggregated 13F filings for Q4 2018.