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Nuveen NASDAQ 100 Dynamic Overwrite Fund

61 hedge funds and large institutions have $122M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

38% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 16

17.93% more ownership

Funds ownership: 0%17.93% (+18%)

11% more funds holding

Funds holding: 5561 (+6)

6% more capital invested

Capital invested by funds: $115M → $122M (+$6.95M)

Holders
61
Holders Change
+6
Holders Change %
+10.91%
% of All Funds
1.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
22
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.4M +$754K +40,498 +5%
AAM
2
Advisors Asset Management
Colorado
$13.7M +$1.15M +61,980 +9%
UBS Group
3
UBS Group
Switzerland
$12.9M +$161K +8,640 +1%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.91M +$154K +8,292 +2%
Invesco
5
Invesco
Georgia
$8.57M +$45.9K +2,468 +0.5%
GC
6
Guggenheim Capital
Illinois
$8.04M -$1.18M -63,620 -13%
1832 Asset Management
7
1832 Asset Management
Ontario, Canada
$7.79M +$3.08M +165,655 +65%
Bank of America
8
Bank of America
North Carolina
$5.09M +$252K +13,516 +5%
RJA
9
Raymond James & Associates
Florida
$4.4M -$1.34M -71,844 -23%
Wells Fargo
10
Wells Fargo
California
$4.33M +$1.12M +60,085 +35%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$4.24M -$758K -40,705 -15%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$3.67M -$6.05K -325 -0.2%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$2.64M +$2.64M +142,095 New
LPL Financial
14
LPL Financial
California
$1.93M +$517K +27,776 +37%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.61M +$168K +9,036 +12%
Cohen & Steers
16
Cohen & Steers
New York
$1.61M -$231K -12,411 -13%
1CP
17
1607 Capital Partners
Virginia
$1.59M +$1.59M +85,533 New
VC
18
Vicus Capital
Pennsylvania
$1.25M +$138K +7,414 +12%
Bank of Nova Scotia
19
Bank of Nova Scotia
Ontario, Canada
$1.21M -$626K -33,615 -34%
ACP
20
Aviance Capital Partners
Florida
$993K +$131K +7,050 +15%
FHA
21
Flagship Harbor Advisors
Massachusetts
$838K +$807K +43,354 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$834K +$229K +12,310 +38%
FSA
23
Financial Sense Advisors
California
$813K -$436K -23,431 -35%
DADC
24
D.A. Davidson & Co
Montana
$620K +$41.7K +2,240 +7%
SFS
25
Shaker Financial Services
Virginia
$589K -$615K -33,065 -51%

QQQX Hedge Fund Activity: Q4 2016 in Review

61 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2016, worth a combined $122M — up 6.1% from $115M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new QQQX positions and 5 closed out — a net gain of 8 holders — while 22 added to existing stakes and 16 trimmed.

The largest buyer was 1832 Asset Management, adding an estimated $3.08M. The largest seller was Raymond James & Associates, cutting an estimated $1.34M.

  • 61 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2016, up from 55 in Q3 2016.
  • Funds reported $122M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2016, up 6.1% quarter-over-quarter.
  • 13 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2016 and 5 closed out, a net change of +8 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2016 was 1832 Asset Management, an estimated $3.08M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2016 was Raymond James & Associates, an estimated $1.34M sold.

Based on aggregated 13F filings for Q4 2016.