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Nuveen NASDAQ 100 Dynamic Overwrite Fund

76 hedge funds and large institutions have $167M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2018 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

11% more capital invested

Capital invested by funds: $151M → $167M (+$16M)

10% more funds holding

Funds holding: 6976 (+7)

0.74% more ownership

Funds ownership: 16.75%17.48% (+0.74%)

Holders
76
Holders Change
+7
Holders Change %
+10.14%
% of All Funds
1.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
25
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$45.6M +$2.52M +95,447 +6%
UBS Group
2
UBS Group
Switzerland
$20.6M +$2.94M +111,489 +17%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$15.2M -$918K -34,838 -6%
Wells Fargo
4
Wells Fargo
California
$11.1M +$1.71M +64,743 +18%
RJA
5
Raymond James & Associates
Florida
$10.4M +$558K +21,166 +6%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$7.14M -$1.05M -39,888 -13%
Bank of America
7
Bank of America
North Carolina
$7.12M +$329K +12,483 +5%
Invesco
8
Invesco
Georgia
$6.79M -$1.02M -38,780 -13%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$5.64M
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$4.66M +$1.32M +50,141 +39%
AAM
11
Advisors Asset Management
Colorado
$4.51M -$348K -13,209 -7%
GC
12
Guggenheim Capital
Illinois
$3.12M -$2.4M -91,014 -43%
Ameriprise
13
Ameriprise
Minnesota
$2.67M -$11.4K -431 -0.4%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.83M +$118K +4,471 +7%
ACP
15
Aviance Capital Partners
Florida
$1.62M +$212K +8,046 +15%
VC
16
Vicus Capital
Pennsylvania
$1.36M -$106K -4,029 -7%
DADC
17
D.A. Davidson & Co
Montana
$1.21M -$54.3K -2,059 -4%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.12M +$879K +33,331 +347%
OC
19
Oppenheimer & Co
New York
$1.04M -$16.5K -625 -2%
HA
20
Harborview Advisors
Maine
$1.03M -$109K -4,145 -9%
PP
21
Professional Planning
California
$1.03M +$68K +2,581 +7%
LPL Financial
22
LPL Financial
California
$946K +$77.8K +2,952 +9%
MA
23
Mutual Advisors
Nebraska
$840K +$846K +32,092 New
BAM
24
Belpointe Asset Management
Nevada
$826K -$65.9K -2,500 -7%
SPC
25
Sigma Planning Corp
Michigan
$746K +$311K +11,812 +71%

QQQX Hedge Fund Activity: Q2 2018 in Review

76 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q2 2018, worth a combined $167M — up 11% from $151M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new QQQX positions and 6 closed out — a net gain of 8 holders — while 25 added to existing stakes and 19 trimmed.

The largest buyer was UBS Group, adding an estimated $2.94M. The largest seller was Guggenheim Capital, cutting an estimated $2.4M.

  • 76 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q2 2018, up from 69 in Q1 2018.
  • Funds reported $167M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q2 2018, up 11% quarter-over-quarter.
  • 14 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q2 2018 and 6 closed out, a net change of +8 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q2 2018 was UBS Group, an estimated $2.94M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q2 2018 was Guggenheim Capital, an estimated $2.4M sold.

Based on aggregated 13F filings for Q2 2018.