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Nuveen NASDAQ 100 Dynamic Overwrite Fund
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Overview Fund Activity

25 hedge funds and large institutions have $48M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 16 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
16
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$8.32M
2
GC
Guggenheim Capital
Illinois
$4.87M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$560K
4
U
UBS
Switzerland
$8.83M
5
Invesco
Invesco
Georgia
$2.1M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$0
2
GW
GW & Wade
Massachusetts
$1.71M
3
Bank of America
Bank of America
North Carolina
$4.93M
4
OIA
Optimum Investment Advisors
Illinois
$21K
5
GSC
Ground Swell Capital
South Carolina
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$8.83M +$369K +19,133 +4%
Morgan Stanley
2
Morgan Stanley
New York
$8.32M +$1.4M +72,329 +20%
RJA
3
Raymond James & Associates
Florida
$5.16M +$141K +7,300 +3%
Bank of America
4
Bank of America
North Carolina
$4.93M -$48.1K -2,493 -1%
GC
5
Guggenheim Capital
Illinois
$4.87M +$625K +32,401 +15%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$3.87M +$58.8K +3,051 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.6M +$104K +5,371 +4%
Invesco
8
Invesco
Georgia
$2.1M +$256K +13,275 +14%
GW
9
GW & Wade
Massachusetts
$1.71M -$98K -5,080 -5%
Wells Fargo
10
Wells Fargo
California
$1.36M -$6.29K -326 -0.5%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$709K +$235K +12,183 +50%
FSA
12
Financial Sense Advisors
California
$703K +$25K +1,297 +4%
LPL Financial
13
LPL Financial
California
$602K +$10.9K +577 +2%
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$560K +$560K +29,044 New
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$468K +$9.88K +512 +2%
OC
16
Oppenheimer & Co
New York
$354K +$28K +1,454 +9%
OFG
17
OTA Financial Group
New York
$244K +$244K +13,030 New
WA
18
WFG Advisors
Texas
$187K +$1.6K +83 +0.9%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$151K +$124K +6,398 +461%
AIG
20
American International Group
New York
$119K – – –
FAM
21
Formidable Asset Management
Ohio
$79K – – –
Ameriprise
22
Ameriprise
Minnesota
$38K +$28.4K +1,477 +295%
Deutsche Bank
23
Deutsche Bank
Germany
$29K – – –
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$24K +$410 +21 +2%
OIA
25
Optimum Investment Advisors
Illinois
$21K -$42K -2,000 -67%
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