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Nuveen NASDAQ 100 Dynamic Overwrite Fund

25 hedge funds and large institutions have $48M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 16 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 4

10% more capital invested

Capital invested by funds: $43.5M → $48M (+$4.55M)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

4% less funds holding

Funds holding: 2625 (-1)

Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
16
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$8.83M +$367K +19,133 +4%
Morgan Stanley
2
Morgan Stanley
New York
$8.31M +$1.39M +72,329 +20%
RJA
3
Raymond James & Associates
Florida
$5.16M +$140K +7,300 +3%
Bank of America
4
Bank of America
North Carolina
$4.93M -$47.8K -2,493 -1%
GC
5
Guggenheim Capital
Illinois
$4.87M +$621K +32,401 +15%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$3.87M +$58.5K +3,051 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.6M +$103K +5,371 +4%
Invesco
8
Invesco
Georgia
$2.1M +$254K +13,275 +14%
GW
9
GW & Wade
Massachusetts
$1.71M -$97.4K -5,080 -5%
Wells Fargo
10
Wells Fargo
California
$1.36M -$6.25K -326 -0.5%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$709K +$233K +12,183 +50%
FSA
12
Financial Sense Advisors
California
$703K +$24.9K +1,297 +4%
LPL Financial
13
LPL Financial
California
$602K +$11.1K +577 +2%
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$560K +$557K +29,044 New
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$468K +$9.81K +512 +2%
OC
16
Oppenheimer & Co
New York
$354K +$27.9K +1,454 +9%
OFG
17
OTA Financial Group
New York
$244K +$250K +13,030 New
WA
18
WFG Advisors
Texas
$187K +$1.59K +83 +0.9%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$151K +$123K +6,398 +461%
AIG
20
American International Group
New York
$119K
FAM
21
Formidable Asset Management
Ohio
$79K
Ameriprise
22
Ameriprise
Minnesota
$38K +$28.3K +1,477 +295%
Deutsche Bank
23
Deutsche Bank
Germany
$29K
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$24K +$402 +21 +2%
OIA
25
Optimum Investment Advisors
Illinois
$21K -$38.3K -2,000 -67%

QQQX Hedge Fund Activity: Q3 2014 in Review

25 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2014, worth a combined $48M — up 10% from $43.5M a quarter earlier.

Fund positioning in QQQX was balanced in Q3 2014: 2 funds opened new positions, 2 closed out, 16 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.39M. The largest seller was Advisors Asset Management, exiting entirely with an estimated $378K sold.

  • 25 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2014, down from 26 in Q2 2014.
  • Funds reported $48M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2014, up 10% quarter-over-quarter.
  • 2 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2014 and 2 closed out, a net change of 0 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2014 was Morgan Stanley, an estimated $1.39M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2014 was Advisors Asset Management, an estimated $378K sold.

Based on aggregated 13F filings for Q3 2014.