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UBS’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

UBS’s Portfolio QQQX Stock Details QQQX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$8.83M Buy
457,569
+19,133
+4% +$367K 0.01% 1550
2014
Q2 		$8.23M Buy
438,436
+28,462
+7% +$531K 0.01% 1521
2014
Q1 		$7.47M Buy
409,974
+65,948
+19% +$1.19M 0.01% 1490
2013
Q4 		$6.12M Buy
344,026
+23,357
+7% +$400K 0.01% 1682
2013
Q3 		$5.15M Sell
320,669
-10,499
-3% -$171K 0.01% 1678
2013
Q2 		$5.19M Buy
+331,168
New +$5.26M 0.01% 1578

Other funds holding QQQX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GW
GW & Wade Wellesley, Massachusetts $3.08B AUM 18.99% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

UBS's QQQX Position: Q3 2014 in Review

UBS increased its Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) stake by 4.4% in Q3 2014, buying an estimated $367K and bringing the position to 457,569 shares worth $8.83M. The position accounts for 0.01% of the portfolio, ranked #1550.

UBS first reported a position in QQQX in Q2 2013 and has held it in 6 quarters since. 25 funds tracked by Wall St. Rank hold QQQX as of Q3 2014.

  • UBS held 457,569 shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund worth $8.83M as of Q3 2014.
  • UBS bought 19,133 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q3 2014, an estimated $367K.
  • Nuveen NASDAQ 100 Dynamic Overwrite Fund made up 0.01% of UBS's portfolio in Q3 2014, its #1550 holding.
  • UBS first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q2 2013 and has held it in 6 quarters since.
  • 25 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.