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Nuveen NASDAQ 100 Dynamic Overwrite Fund

93 hedge funds and large institutions have $198M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 30 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

13% more capital invested

Capital invested by funds: $174M → $198M (+$23.5M)

2% more funds holding

Funds holding: 9193 (+2)

1.44% more ownership

Funds ownership: 19.1%20.54% (+1.4%)

3% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 29

Holders
93
Holders Change
+2
Holders Change %
+2.2%
% of All Funds
1.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
30
Reduced
29
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32M -$1.1M -44,375 -3%
Wells Fargo
2
Wells Fargo
California
$23.1M +$8.82M +356,106 +60%
UBS Group
3
UBS Group
Switzerland
$18.4M -$795K -32,114 -4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$16.7M -$1.43M -57,558 -8%
NSLI
5
Nan Shan Life Insurance
Taiwan
$13.9M +$8M +323,057 +130%
Invesco
6
Invesco
Georgia
$11.3M -$240K -9,687 -2%
Bank of America
7
Bank of America
North Carolina
$9.72M +$1.05M +42,206 +12%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$8.75M +$635K +25,656 +8%
Osaic Holdings
9
Osaic Holdings
Arizona
$6.23M -$630K -25,455 -9%
RJA
10
Raymond James & Associates
Florida
$5.37M -$409K -16,510 -7%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$5.33M +$228K +9,224 +4%
AAM
12
Advisors Asset Management
Colorado
$4.24M +$525K +21,188 +14%
LPL Financial
13
LPL Financial
California
$3.39M +$27.8K +1,121 +0.8%
Cohen & Steers
14
Cohen & Steers
New York
$3.33M
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.26M -$24.3K -983 -1%
MA
16
MONECO Advisors
Connecticut
$2.18M +$47.7K +1,928 +2%
SDAM
17
Shulman DeMeo Asset Management
New York
$1.69M +$1.72M +69,551 New
Ameriprise
18
Ameriprise
Minnesota
$1.69M -$121K -4,869 -7%
DADC
19
D.A. Davidson & Co
Montana
$1.63M +$318K +12,857 +24%
Deutsche Bank
20
Deutsche Bank
Germany
$1.57M
AFP
21
Ausdal Financial Partners
Iowa
$1.5M +$8.86K +358 +0.6%
ACP
22
Aviance Capital Partners
Florida
$1.44M -$50.4K -2,034 -3%
OC
23
Oppenheimer & Co
New York
$1.18M +$12.7K +513 +1%
CAN
24
Cetera Advisor Networks
California
$1.11M -$39.4K -1,592 -3%
Truist Financial
25
Truist Financial
North Carolina
$1.03M +$71.3K +2,880 +7%

QQQX Hedge Fund Activity: Q3 2020 in Review

93 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2020, worth a combined $198M — up 13% from $174M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new QQQX positions and 10 closed out — a net gain of 3 holders — while 30 added to existing stakes and 29 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.82M. The largest seller was Royal Bank of Canada, cutting an estimated $1.43M.

  • 93 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2020, up from 91 in Q2 2020.
  • Funds reported $198M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2020, up 13% quarter-over-quarter.
  • 13 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2020 and 10 closed out, a net change of +3 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2020 was Wells Fargo, an estimated $8.82M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2020 was Royal Bank of Canada, an estimated $1.43M sold.

Based on aggregated 13F filings for Q3 2020.