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Nuveen NASDAQ 100 Dynamic Overwrite Fund

95 hedge funds and large institutions have $209M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 41 increasing their positions, 21 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 21

0.71% more ownership

Funds ownership: 23.54%24.25% (+0.71%)

3% less capital invested

Capital invested by funds: $216M → $209M (-$6.37M)

7% less funds holding

Funds holding: 10295 (-7)

46% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 13

Holders
95
Holders Change
-7
Holders Change %
-6.86%
% of All Funds
1.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
41
Reduced
21
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.4M +$580K +24,973 +1%
Wells Fargo
2
Wells Fargo
California
$27.4M +$1.23M +53,031 +4%
UBS Group
3
UBS Group
Switzerland
$17.4M -$296K -12,741 -1%
NSLI
4
Nan Shan Life Insurance
Taiwan
$17.4M
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$16.1M +$605K +26,062 +3%
Invesco
6
Invesco
Georgia
$9.15M +$1.15M +49,712 +13%
Bank of America
7
Bank of America
North Carolina
$8.85M +$687K +29,567 +7%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$7.29M +$721K +31,054 +10%
LPL Financial
9
LPL Financial
California
$7.28M +$2.68M +115,309 +48%
RJA
10
Raymond James & Associates
Florida
$5.39M -$185K -7,970 -3%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$5.04M +$320K +13,800 +6%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.5M +$194K +8,375 +4%
GC
13
Guggenheim Capital
Illinois
$4.27M +$257K +11,089 +6%
Ameriprise
14
Ameriprise
Minnesota
$3.71M +$31.6K +1,361 +0.8%
BA
15
Bridge Advisory
California
$3.19M +$415K +17,883 +13%
AFP
16
Ausdal Financial Partners
Iowa
$2.19M +$88K +3,789 +4%
SI
17
Stephens Inc
Arkansas
$2.03M +$87.3K +3,759 +4%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.91M +$67.1K +2,888 +3%
MA
19
MONECO Advisors
Connecticut
$1.82M -$69.8K -3,005 -3%
DADC
20
D.A. Davidson & Co
Montana
$1.77M -$20.7K -893 -1%
ACP
21
Aviance Capital Partners
Florida
$1.68M +$89.1K +3,837 +5%
Truist Financial
22
Truist Financial
North Carolina
$1.5M -$22.5K -967 -1%
Stifel Financial
23
Stifel Financial
Missouri
$1.49M +$460K +19,808 +37%
SCM
24
Schnieders Capital Management
California
$1.4M +$164K +7,075 +12%
EH
25
Equitable Holdings
New York
$1.26M +$182K +7,852 +15%

QQQX Hedge Fund Activity: Q3 2022 in Review

95 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2022, worth a combined $209M — down 3% from $216M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of QQQX and 7 opened new positions — a net loss of 6 holders — while 21 trimmed existing stakes and 41 added.

The largest buyer was LPL Financial, adding an estimated $2.68M. The largest seller was Merit Financial Group, cutting an estimated $1.42M.

  • 95 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2022, down from 102 in Q2 2022.
  • Funds reported $209M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2022, down 3% quarter-over-quarter.
  • 7 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2022 and 13 closed out, a net change of -6 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2022 was LPL Financial, an estimated $2.68M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2022 was Merit Financial Group, an estimated $1.42M sold.

Based on aggregated 13F filings for Q3 2022.