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Nuveen NASDAQ 100 Dynamic Overwrite Fund

100 hedge funds and large institutions have $272M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 51 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

219% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 16

0.51% more ownership

Funds ownership: 22.27%22.77% (+0.51%)

1% less capital invested

Capital invested by funds: $275M → $272M (-$3.48M)

2% less funds holding

Funds holding: 102100 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
100
Holders Change
-2
Holders Change %
-1.96%
% of All Funds
1.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
51
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$42.4M +$570K +19,319 +1%
NSLI
2
Nan Shan Life Insurance
Taiwan
$39.2M
Wells Fargo
3
Wells Fargo
California
$32.8M +$168K +5,698 +0.5%
UBS Group
4
UBS Group
Switzerland
$23.9M +$1.53M +51,750 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$20.9M -$658K -22,289 -3%
Invesco
6
Invesco
Georgia
$15.3M +$1.42M +48,238 +10%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$10.6M +$401K +13,597 +4%
Bank of America
8
Bank of America
North Carolina
$10.3M +$228K +7,721 +2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$6.75M +$471K +15,949 +7%
Osaic Holdings
10
Osaic Holdings
Arizona
$5.83M +$246K +8,331 +4%
LPL Financial
11
LPL Financial
California
$4.43M -$580K -19,665 -11%
RJA
12
Raymond James & Associates
Florida
$3.63M -$1.08M -36,629 -22%
MA
13
MONECO Advisors
Connecticut
$2.83M +$88.1K +2,985 +3%
BA
14
Bridge Advisory
California
$2.74M +$367K +12,434 +15%
Ameriprise
15
Ameriprise
Minnesota
$2.72M +$203K +6,863 +8%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.5M +$112K +3,800 +5%
AFP
17
Ausdal Financial Partners
Iowa
$2.46M +$96.8K +3,279 +4%
AAM
18
Advisors Asset Management
Colorado
$2.44M -$43.7K -1,482 -2%
DADC
19
D.A. Davidson & Co
Montana
$2.15M +$232K +7,866 +12%
SFS
20
Shaker Financial Services
Virginia
$1.95M +$2.02M +68,526 New
Truist Financial
21
Truist Financial
North Carolina
$1.92M +$147K +4,991 +8%
ACP
22
Aviance Capital Partners
Florida
$1.64M -$82.4K -2,792 -5%
JSMC
23
Jess S. Morgan & Co
California
$1.47M +$177K +6,000 +13%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.41M +$496K +16,817 +51%
RCA
25
Ranch Capital Advisors
Florida
$1.4M +$86.3K +2,923 +6%

QQQX Hedge Fund Activity: Q3 2021 in Review

100 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2021, worth a combined $272M — down 1.3% from $275M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of QQQX and 6 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 51 added.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $2.02M. The largest seller was Deutsche Bank, cutting an estimated $1.91M.

  • 100 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2021, down from 102 in Q2 2021.
  • Funds reported $272M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2021, down 1.3% quarter-over-quarter.
  • 6 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2021 and 7 closed out, a net change of -1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2021 was Shaker Financial Services, an estimated $2.02M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2021 was Deutsche Bank, an estimated $1.91M sold.

Based on aggregated 13F filings for Q3 2021.