B. Riley Wealth Management’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

B. Riley Wealth Management’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	$489	Sell	22,381 -14,395	-39%	-$354K	﹤0.01%	415
2022 Q1	$1.05M	Buy	36,776 +1,101	+3%	+$29.7K	0.08%	208
2021 Q4	$1.09M	Buy	35,675 +930	+3%	+$27.6K	0.08%	220
2021 Q3	$986K	Buy	34,745 +19,000	+121%	+$561K	0.08%	224
2021 Q2	$463K	Buy	15,745 +1,160	+8%	+$32.8K	0.05%	247
2021 Q1	$396K	Buy	14,585 +3,068	+27%	+$81.8K	0.05%	256
2020 Q4	$300K	Buy	+11,517	New	+$285K	0.04%	270

Other funds holding QQQX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

B. Riley Wealth Management's QQQX Position: Q2 2022 in Review

B. Riley Wealth Management reduced its Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) stake by 39% in Q2 2022, selling an estimated $354K and leaving 22,381 shares worth $489. The position accounts for ﹤0.01% of the portfolio, ranked #415.

B. Riley Wealth Management first reported a position in QQQX in Q4 2020 and has held it in 7 quarters since. The position peaked at $1.09M in Q4 2021. 102 funds tracked by Wall St. Rank hold QQQX as of Q2 2022.

B. Riley Wealth Management held 22,381 shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund worth $489 as of Q2 2022.
B. Riley Wealth Management sold 14,395 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q2 2022, an estimated $354K.
Nuveen NASDAQ 100 Dynamic Overwrite Fund made up ﹤0.01% of B. Riley Wealth Management's portfolio in Q2 2022, its #415 holding.
B. Riley Wealth Management first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q4 2020 and has held it in 7 quarters since.
B. Riley Wealth Management's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $1.09M in Q4 2021.
102 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q2 2022.

Based on B. Riley Wealth Management's 13F filing for Q2 2022, filed 9 Sep 2022.