We are live on ! Find out more
QQQX icon

Nuveen NASDAQ 100 Dynamic Overwrite Fund

114 hedge funds and large institutions have $224M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 35 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 10

30% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 27

23% more funds holding

Funds holding: 93114 (+21)

13% more capital invested

Capital invested by funds: $198M → $224M (+$26.5M)

1.26% more ownership

Funds ownership: 20.54%21.8% (+1.3%)

Holders
114
Holders Change
+21
Holders Change %
+22.58%
% of All Funds
2.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
32
Increased
35
Reduced
27
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.7M +$1.42M +57,239 +4%
Wells Fargo
2
Wells Fargo
California
$25.5M +$836K +33,805 +4%
NSLI
3
Nan Shan Life Insurance
Taiwan
$20.2M +$5.06M +204,732 +36%
UBS Group
4
UBS Group
Switzerland
$19.7M +$1.58K +64 +0%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$18.1M +$285K +11,520 +2%
Invesco
6
Invesco
Georgia
$13.4M +$1.31M +53,056 +11%
Bank of America
7
Bank of America
North Carolina
$8.96M -$1.35M -54,722 -14%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$7.96M -$1.32M -53,335 -15%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$5.55M -$143K -5,774 -3%
RJA
10
Raymond James & Associates
Florida
$5.51M -$214K -8,664 -4%
Osaic Holdings
11
Osaic Holdings
Arizona
$5.41M -$1.19M -48,062 -19%
LPL Financial
12
LPL Financial
California
$3.92M +$279K +11,262 +8%
SFS
13
Shaker Financial Services
Virginia
$3.5M +$2.99M +120,731 +864%
AAM
14
Advisors Asset Management
Colorado
$2.6M -$1.84M -74,385 -43%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.36M -$46K -1,858 -2%
MA
16
MONECO Advisors
Connecticut
$2.23M -$77.5K -3,134 -3%
Ameriprise
17
Ameriprise
Minnesota
$2.09M +$258K +10,428 +15%
BA
18
Bridge Advisory
California
$1.98M +$1.89M +76,285 New
Cohen & Steers
19
Cohen & Steers
New York
$1.92M -$1.55M -62,766 -46%
Citigroup
20
Citigroup
New York
$1.92M +$1.58M +63,744 +628%
SDAM
21
Shulman DeMeo Asset Management
New York
$1.74M -$62.1K -2,510 -4%
AFP
22
Ausdal Financial Partners
Iowa
$1.73M +$126K +5,086 +8%
Deutsche Bank
23
Deutsche Bank
Germany
$1.7M +$19.8K +800 +1%
DADC
24
D.A. Davidson & Co
Montana
$1.7M -$34.2K -1,383 -2%
ACP
25
Aviance Capital Partners
Florida
$1.53M -$5.47K -221 -0.4%

QQQX Hedge Fund Activity: Q4 2020 in Review

114 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2020, worth a combined $224M — up 13% from $198M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new QQQX positions and 10 closed out — a net gain of 22 holders — while 35 added to existing stakes and 27 trimmed.

The largest buyer was Nan Shan Life Insurance, adding an estimated $5.06M. The largest seller was Advisors Asset Management, cutting an estimated $1.84M.

  • 114 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2020, up from 93 in Q3 2020.
  • Funds reported $224M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2020, up 13% quarter-over-quarter.
  • 32 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2020 and 10 closed out, a net change of +22 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2020 was Nan Shan Life Insurance, an estimated $5.06M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2020 was Advisors Asset Management, an estimated $1.84M sold.

Based on aggregated 13F filings for Q4 2020.