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Nuveen NASDAQ 100 Dynamic Overwrite Fund

91 hedge funds and large institutions have $148M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 28 increasing their positions, 32 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $146M → $148M (+$2.47M)

0.45% more ownership

Funds ownership: 16.72%17.18% (+0.45%)

0% more funds holding

Funds holding: 9191 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

13% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 32

Holders
91
Holders Change
Holders Change %
0%
% of All Funds
2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
28
Reduced
32
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.4M -$303K -13,542 -1%
UBS Group
2
UBS Group
Switzerland
$16.4M -$939K -41,900 -5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$13.4M +$479K +21,384 +4%
Wells Fargo
4
Wells Fargo
California
$11.6M +$1.09M +48,519 +10%
Bank of America
5
Bank of America
North Carolina
$9.71M +$2.78M +124,003 +39%
Invesco
6
Invesco
Georgia
$9.18M +$42.3K +1,889 +0.5%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$6.22M -$115K -5,143 -2%
RJA
8
Raymond James & Associates
Florida
$5.75M -$1.22M -54,468 -17%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$4.48M -$11.9K -532 -0.3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.33M -$1.08M -48,057 -20%
Cohen & Steers
11
Cohen & Steers
New York
$2.21M +$2.23M +99,646 New
AAM
12
Advisors Asset Management
Colorado
$2.13M -$32K -1,427 -1%
UCMOK
13
United Capital Management of KS
Kansas
$1.83M -$130K -5,811 -7%
Ameriprise
14
Ameriprise
Minnesota
$1.81M +$73.6K +3,283 +4%
SDAM
15
Shulman DeMeo Asset Management
New York
$1.71M +$1.73M +77,045 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.67M -$22.5K -1,006 -1%
AG
17
Advisor Group
Arizona
$1.46M +$17.5K +781 +1%
ACP
18
Aviance Capital Partners
Florida
$1.43M -$8.36K -373 -0.6%
SFS
19
Shaker Financial Services
Virginia
$1.34M +$249K +11,134 +23%
LPL Financial
20
LPL Financial
California
$1.31M +$102K +4,547 +8%
MA
21
MONECO Advisors
Connecticut
$1.2M +$25.2K +1,125 +2%
DADC
22
D.A. Davidson & Co
Montana
$1.19M +$104K +4,646 +9%
CAN
23
Cetera Advisor Networks
California
$1.03M -$336 -15 -0%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$1.03M +$93.5K +4,171 +10%
PP
25
Professional Planning
California
$1.02M +$38K +1,697 +4%

QQQX Hedge Fund Activity: Q3 2019 in Review

91 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2019, worth a combined $148M — up 1.7% from $146M a quarter earlier.

Fund positioning in QQQX was balanced in Q3 2019: 8 funds opened new positions, 8 closed out, 28 added to existing stakes and 32 trimmed.

The largest buyer was Bank of America, adding an estimated $2.78M. The largest seller was Raymond James & Associates, cutting an estimated $1.22M.

  • 91 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $148M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2019, up 1.7% quarter-over-quarter.
  • 8 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2019 and 8 closed out, a net change of 0 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2019 was Bank of America, an estimated $2.78M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2019 was Raymond James & Associates, an estimated $1.22M sold.

Based on aggregated 13F filings for Q3 2019.