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Nuveen NASDAQ 100 Dynamic Overwrite Fund

88 hedge funds and large institutions have $169M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2019 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 21 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 21

14% more capital invested

Capital invested by funds: $148M → $169M (+$20.7M)

0.85% more ownership

Funds ownership: 17.18%18.03% (+0.85%)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

3% less funds holding

Funds holding: 9188 (-3)

Holders
88
Holders Change
-3
Holders Change %
-3.3%
% of All Funds
1.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
35
Reduced
21
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32.6M +$672K +28,765 +2%
UBS Group
2
UBS Group
Switzerland
$18.7M +$913K +39,039 +5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$15.3M +$710K +30,355 +5%
Wells Fargo
4
Wells Fargo
California
$13M +$393K +16,828 +3%
Invesco
5
Invesco
Georgia
$11.4M +$1.4M +59,697 +14%
Bank of America
6
Bank of America
North Carolina
$10.6M +$83.9K +3,588 +0.8%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$6.77M +$15.5K +661 +0.2%
RJA
8
Raymond James & Associates
Florida
$6.3M +$57.9K +2,476 +1%
Cohen & Steers
9
Cohen & Steers
New York
$5.67M +$3.18M +135,905 +136%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.94M +$234K +9,999 +5%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$4.93M +$65.2K +2,789 +1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.4M +$577K +24,660 +33%
AAM
13
Advisors Asset Management
Colorado
$2.24M -$69.6K -2,975 -3%
UCMOK
14
United Capital Management of KS
Kansas
$1.95M -$42.9K -1,837 -2%
Ameriprise
15
Ameriprise
Minnesota
$1.92M -$35.8K -1,533 -2%
MA
16
MONECO Advisors
Connecticut
$1.71M +$365K +15,609 +29%
AG
17
Advisor Group
Arizona
$1.6M +$14.3K +613 +0.9%
ACP
18
Aviance Capital Partners
Florida
$1.57M +$24.5K +1,048 +2%
LPL Financial
19
LPL Financial
California
$1.55M +$120K +5,135 +9%
DADC
20
D.A. Davidson & Co
Montana
$1.24M -$50.3K -2,150 -4%
AFP
21
Ausdal Financial Partners
Iowa
$1.15M +$540K +23,096 +97%
PP
22
Professional Planning
California
$1.11M +$10K +428 +0.9%
CAN
23
Cetera Advisor Networks
California
$1.09M -$29.1K -1,244 -3%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$1.09M -$27.2K -1,164 -3%
OC
25
Oppenheimer & Co
New York
$1.03M +$1.66K +71 +0.2%

QQQX Hedge Fund Activity: Q4 2019 in Review

88 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2019, worth a combined $169M — up 14% from $148M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of QQQX and 12 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 35 added.

The largest buyer was Cohen & Steers, adding an estimated $3.18M. The largest seller was Shulman DeMeo Asset Management, exiting entirely with an estimated $1.71M sold.

  • 88 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2019, down from 91 in Q3 2019.
  • Funds reported $169M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2019, up 14% quarter-over-quarter.
  • 12 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2019 and 13 closed out, a net change of -1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2019 was Cohen & Steers, an estimated $3.18M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2019 was Shulman DeMeo Asset Management, an estimated $1.71M sold.

Based on aggregated 13F filings for Q4 2019.