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Ground Swell Capital’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Ground Swell Capital’s Portfolio QQQX Stock Details QQQX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-600
Closed -$11K – 2695
2014
Q2 		$11K Buy
+600
New +$11.2K 0.02% 675

Other funds holding QQQX

U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GW
GW & Wade Wellesley, Massachusetts $3.08B AUM 18.99% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ground Swell Capital's QQQX Position: Q3 2014 in Review

Ground Swell Capital sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q3 2014, closing a stake of 600 shares — an estimated $11K sold.

Ground Swell Capital first reported a position in QQQX in Q2 2014 and held it in 1 quarter. The position peaked at $11K in Q2 2014. 25 funds tracked by Wall St. Rank hold QQQX as of Q3 2014.

  • Ground Swell Capital reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q3 2014 after selling out during the quarter.
  • Ground Swell Capital sold 600 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q3 2014, an estimated $11K.
  • Ground Swell Capital first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q2 2014 and held it in 1 quarter.
  • Ground Swell Capital's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $11K in Q2 2014.
  • 25 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.