Bank of Nova Scotia’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Bank of Nova Scotia’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-62,060	Closed	-$1.5M	–	979
2017 Q4	$1.5M	Buy	+62,060	New	+$1.47M	0.01%	685
2017 Q2	–	Sell	-54,136	Closed	-$1.12M	–	976
2017 Q1	$1.12M	Sell	54,136 -11,295	-17%	-$228K	﹤0.01%	738
2016 Q4	$1.21M	Sell	65,431 -33,615	-34%	-$626K	0.01%	455
2016 Q3	$1.87M	Buy	+99,046	New	+$1.83M	0.01%	321
2016 Q1	–	Sell	-118,438	Closed	-$2.29M	–	766
2015 Q4	$2.29M	Buy	118,438 +6,943	+6%	+$133K	0.01%	326
2015 Q3	$1.92M	Buy	+111,495	New	+$2.05M	0.01%	268

Other funds holding QQQX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of Nova Scotia's QQQX Position: Q1 2018 in Review

Bank of Nova Scotia sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q1 2018, closing a stake of 62,060 shares — an estimated $1.5M sold.

Bank of Nova Scotia first reported a position in QQQX in Q3 2015 and held it in 6 quarters. The position peaked at $2.29M in Q4 2015. 69 funds tracked by Wall St. Rank hold QQQX as of Q1 2018.

Bank of Nova Scotia reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q1 2018 after selling out during the quarter.
Bank of Nova Scotia sold 62,060 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q1 2018, an estimated $1.5M.
Bank of Nova Scotia first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q3 2015 and held it in 6 quarters.
Bank of Nova Scotia's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $2.29M in Q4 2015.
69 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q1 2018.

Based on Bank of Nova Scotia's 13F filing for Q1 2018, filed 15 May 2018.