Parametric Portfolio Associates’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Parametric Portfolio Associates’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-29,024	Closed	-$562K	–	4016
2015 Q4	$562K	Sell	29,024 -158,268	-85%	-$3.02M	﹤0.01%	3174
2015 Q3	$3.23M	Sell	187,292 -109,958	-37%	-$2.02M	0.01%	1471
2015 Q2	$5.48M	Sell	297,250 -79,646	-21%	-$1.51M	0.01%	1241
2015 Q1	$7.07M	Sell	376,896 -123,271	-25%	-$2.34M	0.01%	1016
2014 Q4	$9.63M	Buy	+500,167	New	+$9.98M	0.02%	790

Other funds holding QQQX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Parametric Portfolio Associates's QQQX Position: Q1 2016 in Review

Parametric Portfolio Associates sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q1 2016, closing a stake of 29,024 shares — an estimated $562K sold.

Parametric Portfolio Associates first reported a position in QQQX in Q4 2014 and held it in 5 quarters. The position peaked at $9.63M in Q4 2014. 57 funds tracked by Wall St. Rank hold QQQX as of Q1 2016.

Parametric Portfolio Associates reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q1 2016 after selling out during the quarter.
Parametric Portfolio Associates sold 29,024 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q1 2016, an estimated $562K.
Parametric Portfolio Associates first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q4 2014 and held it in 5 quarters.
Parametric Portfolio Associates's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $9.63M in Q4 2014.
57 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q1 2016.

Based on Parametric Portfolio Associates's 13F filing for Q1 2016, filed 13 May 2016.