WFG Advisors’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

WFG Advisors’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-2,223	Closed	-$43K	–	2009
2014 Q4	$43K	Sell	2,223 -7,465	-77%	-$149K	0.01%	939
2014 Q3	$187K	Buy	9,688 +83	+0.9%	+$1.59K	0.04%	465
2014 Q2	$180K	Buy	9,605 +7,033	+273%	+$131K	0.03%	471
2014 Q1	$47K	Buy	2,572 +1,875	+269%	+$33.8K	0.01%	937
2013 Q4	$12K	Buy	697 +24	+4%	+$411	﹤0.01%	1525
2013 Q3	$11K	Buy	673 +13	+2%	+$212	﹤0.01%	1491
2013 Q2	$10K	Buy	+660	New	+$10.5K	﹤0.01%	1456

Other funds holding QQQX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WFG Advisors's QQQX Position: Q1 2015 in Review

WFG Advisors sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q1 2015, closing a stake of 2,223 shares — an estimated $43K sold.

WFG Advisors first reported a position in QQQX in Q2 2013 and held it in 7 quarters. The position peaked at $187K in Q3 2014. 56 funds tracked by Wall St. Rank hold QQQX as of Q1 2015.

WFG Advisors reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q1 2015 after selling out during the quarter.
WFG Advisors sold 2,223 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q1 2015, an estimated $43K.
WFG Advisors first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q2 2013 and held it in 7 quarters.
WFG Advisors's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $187K in Q3 2014.
56 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q1 2015.

Based on WFG Advisors's 13F filing for Q1 2015, filed 12 May 2015.