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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAP icon
1351
Advance Auto Parts
AAP
$3.35B
$208K ﹤0.01%
+2,520
New +$206K
CHTR icon
1352
Charter Communications
CHTR
$17.3B
$208K ﹤0.01%
+1,543
New +$196K
WW
1353
DELISTED
WW International
WW
$207K ﹤0.01%
+5,550
New +$224K
KNGT
1354
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$207K ﹤0.01%
+12,549
New +$207K
ASNA
1355
DELISTED
Ascena Retail Group, Inc.
ASNA
$207K ﹤0.01%
520
– –
MIC
1356
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$206K ﹤0.01%
3,850
-1,950
-34% -$107K
DFP
1357
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$206K ﹤0.01%
+9,652
New +$208K
HTD
1358
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$205K ﹤0.01%
+11,797
New +$214K
FXS
1359
DELISTED
Invesco CurrencyShares Swedish Krona Trust
FXS
$205K ﹤0.01%
1,328
-332
-20% -$50.5K
DLN icon
1360
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
$205K ﹤0.01%
+6,684
New +$206K
EXPO icon
1361
Exponent
EXPO
$3.24B
$204K ﹤0.01%
11,356
-5,544
-33% -$92.4K
PBW icon
1362
Invesco WilderHill Clean Energy ETF
PBW
$407M
$203K ﹤0.01%
+6,405
New +$185K
DCI icon
1363
Donaldson
DCI
$10.9B
$203K ﹤0.01%
+5,318
New +$197K
SCNB
1364
DELISTED
Suffolk Bancorp
SCNB
$203K ﹤0.01%
11,440
-640
-5% -$11.5K
WDAY icon
1365
Workday
WDAY
$39.6B
$203K ﹤0.01%
+2,503
New +$182K
SSYS icon
1366
Stratasys
SSYS
$679M
$202K ﹤0.01%
+1,996
New +$193K
CSGP icon
1367
CoStar Group
CSGP
$11.7B
$201K ﹤0.01%
+12,000
New +$184K
MCGC
1368
DELISTED
MCG CAP CORP
MCGC
$201K ﹤0.01%
39,850
-590
-1% -$3.04K
UIL
1369
DELISTED
UIL HOLDINGS
UIL
$201K ﹤0.01%
5,397
-428
-7% -$16.6K
EIP
1370
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$199K ﹤0.01%
17,137
– –
MUX icon
1371
McEwen Inc
MUX
$1.03B
$198K ﹤0.01%
8,270
-240
-3% -$5.44K
GDL
1372
GDL Fund
GDL
$91.6M
$198K ﹤0.01%
17,515
+2,606
+17% +$29.8K
ERF
1373
DELISTED
Enerplus Corporation
ERF
$196K ﹤0.01%
11,926
+252
+2% +$4.13K
TLI
1374
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$193K ﹤0.01%
15,550
+76
+0.5% +$949
KIO
1375
KKR Income Opportunities Fund
KIO
$451M
$191K ﹤0.01%
+11,000
New +$202K
53 54
55
56 57

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FAMT
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FC
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QCM
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MCM
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.