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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCR
1301
DELISTED
MFS Charter Income Trust
MCR
$225K ﹤0.01%
25,134
-3,302
-12% -$29.2K
ALK icon
1302
Alaska Air
ALK
$5.29B
$225K ﹤0.01%
+7,182
New +$214K
WEA
1303
Western Asset Premier Bond Fund
WEA
$124M
$225K ﹤0.01%
15,884
-1,656
-9% -$23.3K
TBRG
1304
DELISTED
TruBridge
TBRG
$225K ﹤0.01%
+3,842
New +$212K
LNCE
1305
DELISTED
Snyders-Lance, Inc.
LNCE
$223K ﹤0.01%
7,750
+100
+1% +$2.9K
SEP
1306
DELISTED
Spectra Engy Parters Lp
SEP
$223K ﹤0.01%
5,075
+200
+4% +$8.7K
IBCP icon
1307
Independent Bank Corp
IBCP
$787M
$223K ﹤0.01%
+22,269
New +$188K
JPC icon
1308
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$222K ﹤0.01%
25,612
-19,533
-43% -$176K
IFF icon
1309
International Flavors & Fragrances
IFF
$20.2B
$222K ﹤0.01%
+2,701
New +$219K
LKFN icon
1310
Lakeland Financial Corp
LKFN
$1.56B
$222K ﹤0.01%
+10,206
New +$216K
ALR
1311
DELISTED
Alere Inc
ALR
$222K ﹤0.01%
+7,250
New +$221K
KKR icon
1312
KKR & Co
KKR
$91.1B
$221K ﹤0.01%
10,747
-2,767
-20% -$55.5K
MUFG icon
1313
Mitsubishi UFJ Financial
MUFG
$253B
$221K ﹤0.01%
34,478
+27
+0.1% +$172
MLCO icon
1314
Melco Resorts & Entertainment
MLCO
$2.22B
$221K ﹤0.01%
+6,942
New +$185K
GVI icon
1315
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$220K ﹤0.01%
1,997
– –
NRIM icon
1316
Northrim BanCorp
NRIM
$590M
$219K ﹤0.01%
36,380
– –
ESRX
1317
PUT
DELISTED
Express Scripts Holding Company
ESRX
$219K ﹤0.01%
+3,500
New +$226K
BID
1318
DELISTED
Sotheby's
BID
$219K ﹤0.01%
4,450
-1,120
-20% -$49.9K
AMX icon
1319
America Movil
AMX
$76.1B
$219K ﹤0.01%
11,033
-3,410
-24% -$70.2K
TRI icon
1320
Thomson Reuters
TRI
$42.8B
$218K ﹤0.01%
+5,377
New +$214K
ENDP
1321
DELISTED
Endo International plc
ENDP
$218K ﹤0.01%
+4,805
New +$193K
WPZ
1322
DELISTED
Williams Partners L.P.
WPZ
$217K ﹤0.01%
4,775
-2,938
-38% -$130K
EMN icon
1323
Eastman Chemical
EMN
$8B
$217K ﹤0.01%
+2,787
New +$215K
DCP
1324
DELISTED
DCP Midstream, LP
DCP
$217K ﹤0.01%
4,366
-400
-8% -$20.3K
V icon
1325
PUT
Visa
V
$684B
$216K ﹤0.01%
+4,400
New +$203K
51 52
53
54 55

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.