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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRI icon
1251
Stoneridge
SRI
$195M
$243K ﹤0.01%
22,500
– –
AMTG
1252
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$243K ﹤0.01%
16,664
-4,545
-21% -$70.4K
MFA
1253
MFA Financial
MFA
$926M
$243K ﹤0.01%
8,157
-1,111
-12% -$34.1K
IDXX icon
1254
Idexx Laboratories
IDXX
$44.1B
$243K ﹤0.01%
4,874
+274
+6% +$13.2K
TYY
1255
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
$242K ﹤0.01%
+7,654
New +$251K
IYY icon
1256
iShares Dow Jones US ETF
IYY
$2.95B
$241K ﹤0.01%
5,666
-4,644
-45% -$197K
FNB icon
1257
FNB Corp
FNB
$6.73B
$241K ﹤0.01%
19,896
-70
-0.4% -$879
TR icon
1258
Tootsie Roll Industries
TR
$2.93B
$241K ﹤0.01%
+11,496
New +$255K
SPH icon
1259
Suburban Propane Partners
SPH
$1.24B
$241K ﹤0.01%
+5,148
New +$241K
PSIX
1260
Power Solutions International
PSIX
$636M
$241K ﹤0.01%
+4,075
New +$198K
BXMX
1261
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$241K ﹤0.01%
19,935
+1,627
+9% +$20.2K
RSPG icon
1262
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$563M
$240K ﹤0.01%
3,170
-893
-22% -$67K
KBWP icon
1263
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$239K ﹤0.01%
6,544
-19,860
-75% -$713K
THO icon
1264
Thor Industries
THO
$3.9B
$238K ﹤0.01%
4,101
-413
-9% -$21.9K
DRC
1265
DELISTED
DRESSER-RAND GROUP INC
DRC
$238K ﹤0.01%
+3,814
New +$238K
FGB
1266
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$238K ﹤0.01%
29,151
-11,319
-28% -$93.9K
CEQP
1267
DELISTED
Crestwood Equity Partners LP
CEQP
$237K ﹤0.01%
1,723
+130
+8% +$19K
POM
1268
DELISTED
PEPCO HOLDINGS, INC.
POM
$237K ﹤0.01%
12,828
+238
+2% +$4.63K
EGL
1269
DELISTED
Engility Holdings, Inc.
EGL
$235K ﹤0.01%
+7,402
New +$241K
IDE
1270
Voya Infrastructure, Industrials and Materials Fund
IDE
$199M
$235K ﹤0.01%
13,923
+1,250
+10% +$21.1K
EV
1271
DELISTED
Eaton Vance Corp.
EV
$234K ﹤0.01%
6,033
+130
+2% +$5.17K
ILMN icon
1272
Illumina
ILMN
$31B
$234K ﹤0.01%
+2,979
New +$228K
LULU icon
1273
lululemon athletica
LULU
$13.5B
$234K ﹤0.01%
3,202
-1,082
-25% -$75.5K
RBC icon
1274
RBC Bearings
RBC
$17.4B
$234K ﹤0.01%
+3,546
New +$208K
IGD
1275
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$234K ﹤0.01%
25,862
-2,053
-7% -$19.3K
49 50
51
52 53

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.