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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWN
1226
DELISTED
Southwestern Energy Company
SWN
$259K ﹤0.01%
7,131
-38
-0.5% -$1.44K
EPB
1227
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$259K ﹤0.01%
6,139
– –
ULTI
1228
DELISTED
Ultimate Software Group Inc
ULTI
$259K ﹤0.01%
+1,758
New +$244K
LXP icon
1229
LXP Industrial Trust
LXP
$3.57B
$259K ﹤0.01%
4,610
+191
+4% +$11.5K
BFK
1230
DELISTED
BlackRock Municipal Income Trust
BFK
$258K ﹤0.01%
19,925
-6,600
-25% -$84K
ALXN
1231
DELISTED
Alexion Pharmaceuticals
ALXN
$257K ﹤0.01%
+2,216
New +$243K
TTP
1232
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$257K ﹤0.01%
2,313
+50
+2% +$5.68K
FMBI
1233
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$256K ﹤0.01%
17,000
– –
RRMS
1234
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$256K ﹤0.01%
+8,000
New +$276K
BSJD
1235
DELISTED
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
$255K ﹤0.01%
10,000
– –
MMLP icon
1236
Martin Midstream Partners
MMLP
$95.5M
$255K ﹤0.01%
+5,425
New +$246K
MOO icon
1237
VanEck Agribusiness ETF
MOO
$972M
$255K ﹤0.01%
4,960
-839
-14% -$42.9K
CCEC
1238
Capital Clean Energy Carriers
CCEC
$1.34B
$254K ﹤0.01%
+4,030
New +$260K
IGE icon
1239
iShares North American Natural Resources ETF
IGE
$741M
$254K ﹤0.01%
6,122
+143
+2% +$5.84K
SPR
1240
DELISTED
Spirit AeroSystems
SPR
$253K ﹤0.01%
+10,449
New +$249K
BBY icon
1241
Best Buy
BBY
$18.2B
$253K ﹤0.01%
+6,735
New +$224K
VAW icon
1242
Vanguard Materials ETF
VAW
$2.95B
$252K ﹤0.01%
2,653
+143
+6% +$13.2K
KALU icon
1243
Kaiser Aluminum
KALU
$2.61B
$252K ﹤0.01%
3,530
-13
-0.4% -$878
ERIC icon
1244
Ericsson
ERIC
$32.2B
$251K ﹤0.01%
18,771
+4,486
+31% +$55.7K
CTXS
1245
DELISTED
Citrix Systems Inc
CTXS
$250K ﹤0.01%
+4,452
New +$249K
DGRW icon
1246
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$248K ﹤0.01%
+9,800
New +$247K
MELI icon
1247
Mercado Libre
MELI
$95.2B
$246K ﹤0.01%
+1,827
New +$219K
ING icon
1248
ING
ING
$99.8B
$245K ﹤0.01%
+21,562
New +$233K
FUR
1249
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$245K ﹤0.01%
+21,933
New +$272K
FBIN icon
1250
Fortune Brands Innovations
FBIN
$5.88B
$244K ﹤0.01%
6,859
+133
+2% +$4.54K
48 49
50
51 52

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.