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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGD icon
1201
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$273K ﹤0.01%
10,631
-32
-0.3% -$790
WHR icon
1202
Whirlpool
WHR
$2.43B
$273K ﹤0.01%
1,861
-9
-0.5% -$1.19K
NPBC
1203
DELISTED
NATL PENN BANCSHARES INC
NPBC
$272K ﹤0.01%
27,081
+3,300
+14% +$34.9K
PGF icon
1204
Invesco Financial Preferred ETF
PGF
$677M
$271K ﹤0.01%
15,843
-231,347
-94% -$4.01M
HYMB icon
1205
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
$271K ﹤0.01%
10,350
– –
J icon
1206
Jacobs Solutions
J
$15.9B
$270K ﹤0.01%
5,613
-2,158
-28% -$105K
AB icon
1207
AllianceBernstein
AB
$3.43B
$270K ﹤0.01%
13,596
+425
+3% +$8.79K
CA
1208
DELISTED
CA, Inc.
CA
$270K ﹤0.01%
9,093
-549
-6% -$16.4K
VMW
1209
DELISTED
VMware, Inc
VMW
$270K ﹤0.01%
3,333
-2,542
-43% -$206K
RFP
1210
DELISTED
Resolute Forest Products Inc.
RFP
$269K ﹤0.01%
20,372
– –
RHI icon
1211
Robert Half
RHI
$3.87B
$269K ﹤0.01%
6,899
-76
-1% -$2.8K
IAI icon
1212
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$269K ﹤0.01%
+8,243
New +$266K
PGX icon
1213
Invesco Preferred ETF
PGX
$3.81B
$269K ﹤0.01%
19,636
+1,808
+10% +$25.1K
TW
1214
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$269K ﹤0.01%
2,513
-1,097
-30% -$96.5K
SVC
1215
Service Properties Trust
SVC
$1.04B
$268K ﹤0.01%
1,909
-382
-17% -$52.9K
NXPI icon
1216
NXP Semiconductors
NXPI
$57.8B
$267K ﹤0.01%
7,186
-150
-2% -$5.3K
PSMT icon
1217
Pricesmart
PSMT
$5.98B
$267K ﹤0.01%
2,804
-106
-4% -$9.52K
IHC
1218
DELISTED
Independence Holding Company
IHC
$266K ﹤0.01%
+18,648
New +$261K
CVC
1219
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$266K ﹤0.01%
15,810
-145,083
-90% -$2.66M
FLRN icon
1220
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$266K ﹤0.01%
8,650
+1,450
+20% +$44.6K
TVTY
1221
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$264K ﹤0.01%
14,274
-5,408
-27% -$97.8K
ETJ
1222
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$262K ﹤0.01%
24,250
– –
LL
1223
DELISTED
LL Flooring Holdings, Inc.
LL
$261K ﹤0.01%
2,450
-5,982
-71% -$580K
CX icon
1224
Cemex
CX
$17.1B
$261K ﹤0.01%
+27,285
New +$268K
SNDK
1225
DELISTED
SANDISK CORP
SNDK
$260K ﹤0.01%
4,362
-1,128
-21% -$66.3K
47 48
49
50 51

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QCM
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.